Separation of Powers and Checks and Balances under the Constitution of Nepal & Its Practice
Separation of Powers and Checks and Balances under the Constitution of
Nepal & Its Practice
![]() |
A
Thesis Submitted to:
Central Department of Law
Faculty of Law, Tribhuwan University
(For the partial fulfillment of the requirement of LL.M. Degree)
![]() |
Submitted By:
Bhakti Ram
Ghimire
T.U. Registration No: 6-2-50-1394-2004
Exam Roll No: 410004
Nepal Law Campus, Exhibition Road
Kathmandu, Nepal
2016
LETTER OF RECOMMENDATION
Mr.
Bhakti Ram Ghimire has prepared the Thesis entitled Separation of Powers and Checks and Balances under the Constitution
of Nepal & Its Practice under my supervision. The researcher has
tried his best to deal with the subject-matter and prepared the report in a
lucid and comprehensive way. I, therefore, recommend the Thesis for its final
evaluation.
----------------------------------------
(Supervisor)
Krishna Belbase, Ph.D.
Professor of Law
Nepal Law Campus
Tribhuvan University
Date: December, 2016
Tribhuvan University
Central Department of Law
Nepal Law Campus
Exhibition Road, Kathmandu
Ref. No.Date: ……………..
APPROVAL SHEET
This Thesis entitled Separation of Powers and Checks and
Balances under the Constitution of Nepal & Its Practice Submitted by Mr. Bhakti Ram
Ghimire has been accepted and approved as per the requirement of the LL.M.
Third Year syllabus.
Approval by
Evaluation Committee
------------------------------
------------------------------
------------------------------
Preface
As a student of LL.M. 3
year programme,it is a matter of pleasure for me to prepare a Thesis on the
topic Separation of Powers and Checks and Balances under the Constitution of Nepal
& Its Practice. There were some issues which inspired me to
research on this subject. These issues are whether present Constitution of
Nepal is capable to incorporate the provisions regarding Separation of Powers
and Checks and Balances? and How the provisions are applied in Nepal?
I hope, this thesis will be helpful to
the lawyers, judges, law makers, social activists, law enforcement authorities
and others in the performance of their jobs. It is also expected that it will
be able to provide guidelines for the researchers in future.
Thank You.
December, 2016
-Bhakti Ram Ghimire
LL.M.3rd Year
Roll No: 2/2069/070
Nepal Law Campus, Kathmandu
ACKNOWLEDGEMENTS
This research paper entitled Separation of Powers and Checks and Balances under the Constitution
of Nepal & Its Practice is prepared for
submitting to Central Department of Law, Faculty of Law, Nepal Law Campus,
Tribhuvan University in the partial fulfillment of the requirement for LL.M.
Degree. This is a moment of great pleasure for me to get an opportunity to
extend my gratitude to many persons who helped me heartedly in completing this research work. I would like to express
my gratitude to all of them.
I would like to extend my sincere gratitude to
the supervisor respected Prof. Dr. Krishna Belbase for his guidance
to bring this thesis in present shape.
Date: December, 2016
Bhakti Ram Ghimire
LL.M., 3rd Year
Roll No: 2/2069/070
Nepal Law Campus, Kathmandu
Abbreviations/Acronyms
Adm : Administration
Art : Article
B.S. : Bikram
Sambat
Const. : Constitution
E.g. : Example
Et
al. : And others
Etc. : Etcetra
GoN : Government
of Nepal
HR : House
of Representatives
HM
/Hmk: His Majesty/His Majesty the King.
HMG : His
Majesty's Government
Hon : Honorable
Ibid : Ibidem,
in the same place
P : Page
PM : Prime
Minister
UK : United
Kingdom
USA : United
States of America
V : Versus
Viz. : That
is to say; in other words
Vol. : Volume
List of Cases
Cases Page
A.G.of
Austria v. Boilermakers'society, 2,All E.R. 45(P.C.) (1957) 27
Hariatd
Neatal v. Gireejaatd Koirala et al. 70
Indira v. Rajnarain, A.1975 s.c.
2299(2742,chandrachud.J; 2426.30, 2472,
Beg,J; 2320,Ray,C.J., 43
KilbournV.Thompson
, 103 US . 168,190(1881) 27
Khazan
Singh v. State of Uttar Pradesh, AIR 1974 SC 669:(1974) 1 SCC 295. 43
Krishna
Pd.Lamsal v. HMG council of ministers secretariat et al.NKP (Golden
jubilee
Special Edition) (2052) 70
Ravi
Raj Bhandari et al. v. Honourable pm Manmohan Adhikarri et al. 70
SarvagyaRatnaTuladhar
v. Honourable chairman of Rastria Panchayat et al.
NKP
(2035) 70
Table of contents
Letter of Recommendation………..……………………………………….……..I
Approval Sheet……………………………………………………………….…..II
Preface…………………………………………………………………………. III
Acknowledgements…………………………………………………………..….IV
Abbreviations/Acronyms………………………………………………………...V
List of Cases…………..………………………………………………………..…VI
Table of Contents……………………………………………………………….VII
S.N. TOPICS
PAGE NO.
Chapter
One: Preliminaries 1-18
1.1 Introduction 1
1.2 Statement
of the Problems 12
1.3 Objectives
of the Study 12
1.4 Limitations of the Study 12
1.5 Research Design 13
1.6 Methodology
Used 13
1.6.1 Nature
and Sources of Data 13
1.6.2 Primary Source of Data 13
1.6.3 Secondary
Source of Data 14
1.6.4 Techniques of Data Collection 14
1.6.5 Presentation and Analysis of
Data 14
1.7 Significance
of the Study 15
1.8 Review of
Literature 15
1.9 Organization
of the Study 18
Chapter Two: Concept of
Separation of Powers and Checks and Balances 19-30
2.1 Introduction 19
2.2 General
Notion 21
2.3 Purpose 27
2.3.1 The problem of factions 27
2.3.2 Individual
liberty 28
2.3.3
Efficiency 28
2.3.4
Preventing tyranny 29
2.3.5 Rule of law 29
2.3.6
Rulers versus ruled 29
2.3.7
Limited government 30
Chapter Three:
Separation of Powers & Checks and Balances in Various Jurisdictions 31-45
3.1 United States of America 31
3.2 Britain 32
3.3 France 33
3.4 Australia 34
3.5 South
Africa 38
3.6 India 42
Chapter Four: Separation of
Powers and Checks and Balances in Nepalese Constitutional chronicle 46-60
4.1 Government
of Nepal Act, 2004 (B.S.) 46
4.2 The
Interim Government of Nepal Act, 2007 (B.S.) 47
4.3 Constitution
of the Kingdom of Nepal, 2015 (B.S.) 48
4.4 The
Constitution of Nepal , 2019 (B.S.) 50
4.5 The Constitution of the Kingdom of Nepal,
2047 (B.S.) 51
4.5.1 The
Legislature 52
4.5.2 The
Executive 54
5.5.3 The
Judiciary 55
4.6 The
Interim Constitution of Nepal, 2063 (B.S.) 58
Chapter Five: Separation of Powers & Checks &
Balances in the Constitution of Nepal(2072) 61-79
5.1 Structural
Aspect 61
5.1.1 The
Judiciary 61
5.1.2 The
Legislature 63
5.1.3 The
Executive 65
5.2 Functional
Aspect 72
5.3
Purposive Aspect 78
Chapter Six: Findings, Conclusion and Suggestions 80-86
6.1
Findings of the Study 80
6.2
Conclusion of the Study 83
6.3
Suggestions of the Study 85
CHAPTER-ONE
PRELIMINARIES
1.1
Introduction
Government
is universally accepted to be a necessity, since men cannot fully realize
himself his creativity, his dignity and his whole personality except with an
ordered society.[1] Yet the necessity for government creates its
own problem of how to limit the arbitrariness inherent in government, and to
ensure that these powers are to be used for the good of society.[2] It is
the limiting of the arbitrariness of political powers that is expressed in the
concept of constitutionalism. Constitutionalism recognizes the necessity for
government but insists upon a limitation being placed upon its powers by way of
dividing the government powers into their three constituent functions, and
under three arms. Thus constitutionalism connotes in essence a limitation of
government powers through the doctrine of separation of powers.[3]
The
doctrine of separation of powers is indispensable in Nepal's constitutional
system and is one of the features of the Nepali Constitution. It is a core
characteristic and per requisite of a democracy government though it is
important to note that, the mere separation of power of government cannot on
its own secure democratic governance.
In
modern time, the concept has been expended and has come to mean a number of
things to scholars and others interested parties. However, in its original
contest as formulated by Montesquieu, the concept meant:
1. That
the same person should not form part of more than one of the three organs of government;
2. That
one organ of state should not control or interfere with the exercise or
functions of other organs;
3. That
one organ of state should not exercise the function of another organ of state.
In
considering each of these aspects of separation of powers. it is important to
make note of the fact that though the separation of power is desirable and
important, absolute separation of powers is not possible.
Philosophical Basis of the Doctrine
of Separation of Powers
The
doctrine of separation of powers was formulated as an alternative to
absolution. The doctrine advocates the independent exercise of the three
constitutional government functions by different bodies of persons, without
interference, control or domination by one or two.[4]
Political thinkers such as John Locke and Baron De Montesquieu, who were
concerned with securing the liberty of individuals from the tyrannical
tendencies of those vested with state power, advocated for the separation of
Government functions. Locke felt that the essence of political liberty is that
a man shall not be "subjected to the inconsistent, uncertain, unknown, or
arbitrary will of another man".[5] He
recognized three powers of government. First, the legislative power, whose
function is to make laws. Legislation to Locke involved the formulation of
rules according to which man's natural rights are to be judged. According to
him, natural rights meant the right to life, liberty and property. Secondly,
the executive power to him meant the power to enforce laws by penalties. The
third power, Locke said, is the power to interpret the law. Concerning the
separation of the Executive from the legislature, Locke made the following
classical exposition:
" It may be too great a
temptation to human frailty; apt to grasp at power for the same persons who
have the powers of making laws, to have also in their hands the power to
execute them, whereby they may exempt
themselves from obedience to the laws they made, and suit the law, both in its making and execution to their own
private advantage."
As
a result, it was felt necessary to separate the legislative and executive power
of the government.
The
doctrine was further developed by Baron de Montesquieu who observed that the
three powers of government, viz, executive, legislative and judicial powers, be
kept separate.[6] Montesquieu
was concerned with preservation of political liberty when he wrote that:
"Political
liberty is to found only in moderate government: and even in these, it is not
always found. It is there only when there is no abuse of power---but constant
experience shows that every man vested with power is apt to abuse it and to
carry his authority as far as it will go. To prevent this abuse, it is
necessary from the very nature of things that power should be a check to power."[7]
According
to Montesquieu, the legislative power "enacts temporary or perpetual laws
and amends or abrogates those that have been already enacted", the
executive power "makes peace and war, sends and receives embassies,
establishes the public security and provides against invasions". While the
judicial power "punishes criminals or determine the disputes that arise
between individuals".[8]
He
believed that when the legislative and the executive powers are united in the
same person or in the same body of persons, there can be no liberty because
apprehensions may arise since the executive and legislative may enact
tyrannical laws and execute them in a tyrannical manner.[9]
Further, he believed there can be no liberty if the judicial power were not
separate from the legislature. In such a situation, the life and liberty of the
subject would be exposed to arbitrary control of judges, who would also be
legislators. Where the judiciary is joined to the Executive, the judges, he
believed, would behave with violence and oppression.[10]
Consequently, where the three powers of government are vested in one man or the
same body whether of nobles or of men, there would be an end to everything.[11]
While
Montesquieu cannot be credited with the invention of the doctrine of the
separation of powers, his statement of it has settled the modern classification
of the estates of government to what are accustomed to today, viz, the
Executive, the legislature, and the Judiciary. The doctrine in summary gives
three different components as follows: Firs, no one arm of government should
control or interfere with the exercise of function of another arm of
government, for example the Executive should not be under the control of the
other organs of government; Secondly, no one arm of government should exercise
the function of another, for instance, Ministers should not exercise any
legislative power; Thirdly, the same persons should not form art of more than
one of the three arms of government.[12] For
instance, a judge should not be a member of the Executive by holding a
ministerial position.
However,
Montesquieu did not imply that the legislature, the Executive and the Judiciary
should not in any way have influence or control over the actions of each other,
but rather neither should exercise the whole functions of the other. As
professor Sagney notes:
"The
concept of separation of power arose from the need to ensure that government
power was restrained by dividing that power, and at the same time, ensuring
that its division was not carried to an extreme incompatible with effective
government."[13]
The
interference which profession sagney
envisaged is to the extent that it is only for the purposes of enabling
one of government to provide checks and balances to the other arm(s) of
government. This type of interference and control is justified and commonly
referred to as the concept of checks and balance.
The concept of Checks and Balance
The
concept of check and balance aloud to various inbuilt mechanisms in a system of
government that prevents an over concentration of decisional authority in any
person or branch of government.[14] This
idea of checks and balances seeks to make the idea of separation of powers more
effective by balancing the powers of one organ of government against those of
another through a system of positive mutual checks exercised by the government
organs upon one another. The most important function of the concept is to avoid
dictatorship and tyranny of each one of the arms of government. It is necessary
in a democracy in order to maintain law and order as well as to secure the
liberties of the citizenry.
In
modern time, Jurists and political scientists have been concerned with how to
curtail the ever-rising power of the Executive relative to the other two arms
of government. The function of the Executive is the general and detailed
carrying out of government according to law. This involves that formulation of
police and its implementation, as well as ensuring that the laws are obeyed.
With the advent of industrialization in modern nations, the scope of the
Executive function has become very wide such that it now involves the provision
and regulation of vast system of social services and the finances required
thereof.[15] Practically, the government is run by the
Executive, with the Legislative playing a legislative and executive role, while
the Judiciary plays the role of the protector of the citizenry from the
excesses of the other organs of government and stands as a sentinel of the
structure of the constitution. In a democracy the legislature and the Judiciary
must always be disposed to check the Executive. However, for the legislature
and the Judiciary to check the Executive, certain pre requisite conditions in
the manner they operate and the caliber of personnel found therein have to
exist.
The Legislature: Checks and
Balances
It
has been noted that the concept of democracy refers to the participation of the
citizenry in the political life of a nation. It is based on a consent give
freely or through persuasion but not coercion.[16] This
was echoed by Locke when he wrote:
---men
being---by nature free, equal and independent no one can be put out of this
state and subjected to the political power of another without his consent. The
only war whereby anyone divests himself of his natural liberty and puts the
bonds of civil society is by agreeing with other men to join and unite into a
community for their comfortable, safe and peaceful living one amongst another,
in a secure enjoyment of their properties and greater security---when any
number of men have so consented to make one community or government, they are
thereby presently incorporated and make one body polity wherein the majority
have a right to act and conclude the rest.[17]
Therefore
it would be unrealistic in today's world to envisage a government in which
there is direct participation of citizenry in the formulation of policy and in
the everyday running of the nation. Modern democracy is not based on
participation but on representation. The citizens are given a choice between
rival political parties and individuals, from whom the choose their
representatives.[18] Therefore, for democracy to function, the
Executive has to be accountable to the people's representatives, that is the
national Assembly.
Most
democratic states have one or another form of National Assembly and Executive.
The delineation of the functions of the two cannot be made in absolute terms as
these functions vary from one country to another with regards to their history
and constitution. However, two models which have been found world-wide spread
are the presidential system and the parliamentary system of governments.[19]
The
presidential system was first applied in the United States Constitution of 1787
under the wide spread notion, and the influence of James Madison and Alexander
Hamilton.[20] The silent feature of this types of government
are that Legislature and Executive are considerably more independent of each
other as compared to the parliamentary system. Neither the president, who is
the heat of the Executive branch nor the Legislature is able to determine the
election of the other. They are either directly or indirectly elected by
popular vote for definite terms of office. Moreover, one may not be a member of
both the legislative and the Executive arms of government at the same time.[21] But even so, Madison and Hamilton also
stressed that the separation should be only partial to allow each branch to
exercise checks and balances on the other arms of government.[22]
The
parliamentary system on the other hand embodies three characteristics: first,
the members of the executive, often referred to as the government, may hold
office only as long as they possess the support or confidence of a majority of
members of the elected Legislature; second, if the government loses the
confidence of the legislative Assembly it must either resign or dissolve the
Assembly to determine whether it or the Assembly represents the electorate; and
third, if the government fails to win a majority in the Assembly after a
dissolution, it has no choice but to resign and allow the formation of a new
government that has the confidence of the Assembly's majority.[23] This
type of government is often said to reject the separation of powers in favor of
a "fusion" or "concentration" of legislative and executive
power.[24]
In
most but not all existing parliamentary systems, member of the executive are
also elected voting member of the Legislature to which they are responsible. In
most parliamentary system Executive member form a relatively small majority of
the total membership of the Legislative Assemblies. In Britain, for example,
the law in 1980 limited the number of government ministers who might be members
of the House of Commons to ninety-five or 15 % of the total membership.[25]
However, the Legislature and the Executive maintain separate existences, and
each through withdrawal of confidence or dissolution respectively, is able to
check the action of the other.[26]
There is thus the separation of the legislative and executive power in the
parliamentary system.
However,
the question that arises is that of the duty of the elected representatives in
the National Assemblies to their constituents. The relationship between the
National Assembly and the Executive is clearly one focused on achieving one
primary goal, democracy. The people's representatives are duty bound to ensure
the accountability of the Executive to the National Assembly to avoid
dictatorial rule by the ruling party and at the same time promote transparency
in decision-making.[27] For
the representatives to carry out their duty they require to be given the
mandate by the sovereign people in genuine free and fair elections held at
regular intervals on the basis of universal and equal suffrage.
However,
with the appearance and domination of political parties on the political stage,
the ideas of representative democracy have been eroded. Politics is today
associated with political parties as the instruments of democratic systems.[28] A
political party has been defined as:
An organization formed by a group of people
concerned with the expression of preferences and views regarding the contest,
control, consolidation and the use of local, regional and state power to
improve the social economic well-being of the people they represent.[29]
The
case for political parties as a basic element in the democratic apparatus is
that they draw the electorate together into majorities so that people can be
governed by their own consent, thereby allowing for existence of government by
the will of people and peaceful change of government.[30]
However
the above case for political parties is only an ideal case. In practice,
political parties are dominated by the interests of their members and not the
general citizenry. Since democracy is defined as "government of the
people, by the people, and for the people"[31] the emergence
of political parties as a tool through which the people can express their
myriad interest and opinions of the governed as well as the determination of
which one or more of such opinions should find priority expression, has greatly
diminished the idea of representative democracy.[32]
Government for the people in reality has become rulers of the people. The
sovereign is degraded to the position of the ruled.
Through
the mechanism of the party discipline, the executive is not controlled by the
Legislative Assembly because in most modern Assemblies there are no longer free
representatives, but tied up delegates fettered by the promises made before
election to which they are forced to adhere by pressure of Parliamentary whips.[33] Some
writers are of the view that this is the only way in which Parliamentary
government can work efficiently.
"Parliamentary government could only function properly with a fair and
reasonable party majority, predisposed to think the government right but not
ready to find it to be so in the face of the facts and opposition to whatever
might occur--- The majority of the Legislature being well disposed to the
government would not find against it."[34]
With
regards to the British situation."The House of Commons no longer controls
the Executive: on the contrary, the Executive controls the House of Commons---.
In our modern practice, the cabinet is scarcely ever turned out of office
whatever it does---.[35]
Modern
Assemblies in the parliamentary system are therefore scarcely legislative
chambers but an automation of registering the cabinet's decrees and discussing
the Legislative projects of Ministers. Moreover, in no case does a political
party capture power on behalf of the people. A party gives priority and
prominence to people not so much for their intellectual merit or moral
integrity, but to those who can be of greatest help for it to capture power.[36] As a
result most political parties serve the purpose of promoting the ambition of
individuals either thirsting for power for the sake of power or material
benefits.[37] The membership of even the largest party is
only a small fraction of the people, thereby making the dangers of party
dictatorship ever present.
Any
majority party can establish a dictatorial regime. Lastly but not the least,
political parties have no legal obligation to translate their manifestos into
working reality. The only guarantee is their moral sense.[38]
The
conclusion to be drawn is that checks by the Legislature on the Executive in
reality are not assured as the current political regimes divert the primary
royalties of the peoples' representatives to political parties, which are
dominated by their leaders who in most cases head the Executive branch of the
government.
1.2 Statement of the Problem
The problems of the study are as
follows:
(I) How
far the Constitution of Nepal is successful to incorporate the provisions of
Separation of Powers and Checks and Balances?
(II) What sort of practice is being followed to
implement the Separation of Powers and Checks and Balances?
1.3 Objectives of the study
The objectives of study are as following:
(I) To
analyze how far the Constitution of Nepal is capable to incorporate the
provisions regarding Separations of Powers and Checks and Balances.
(II) To
assess the constitutional practice of Nepal in implementing Separation of Powers and Checks and balances.
1.4 Limitations of the study
This study is concerned only with the doctrine of separation
of powers and checks and balances and its implementation in the present
constitutions of Nepal. To make the thesis informative it has solidly been
tried to draw the evolution of the doctrine in the various constitutions of
Nepal together with different coasts of the different nations.
1.5 Research Design
This research is conducted on descriptive
as well as analytical research design. The purpose of the design is to describe
and analyze the provision and practices of Separation of Powers and Checks and Balances under the Constitution of
Nepal. The descriptive research design helps to reveal the existing
provision. Similarly, the analytical research design helps to explore and
evaluate the practices regarding the Separation
of Powers and Checks and Balances under the Constitution of Nepal.
1.6 Methodology Used
The
methodologies applied in this study are as follows:
1.6.1 Nature and Sources of Data
In this research both primary and
secondary source of data have been used qualitative data are used in this
study. The researcher has done best
efforts in collecting and reviewing the relevant literatures from different
sources.
1.6.2 Primary Authorities
The Constitutions, Judicial decisions
and other related data collected from government authority and Supreme Court of
Nepal.
1.6.3 Secondary Authorities
The Secondary data is collected from books,
literatures, journals and articles on Separation
of Powers and Checks and Balances relating to Constitution of Nepal. The
articles available in various websites are also taken as secondary source for
this study. For the preparation of this dissertation,
the researcher has visited different libraries and documentation centre in
Kathmandu Valley like; Library of Nepal
law Campus, Library of Supreme Court , Library of Nepal Bar Association and
Nepal Bar Council, Library of Nepal Law Society , Library of Attorney General
Office and Central Law Library.
1.6.4 Technique of Data Collection
This research study requires both
primary and secondary data. The necessary data are collected from the Library
of Nepal law Campus, Library of Supreme Court, Library of Nepal Bar Association
and Nepal Bar Council, Library of Nepal Law Society , Library of Attorney
General Office and Central Law Library.
1.6.5 Presentation and Analysis of Data
This is a crucial part of methodology
in every research. The purpose of analysis of data is to summarize the
collected data and organize in such a manner that they could answer the
research problem of the study. In this study, the data and information is
presented in the form of description and analysis of provision and practices of Separation of Powers and Checks and Balances
under the Constitution of Nepal.
Since
all data are collected as qualitative, during the processing, these data are
quantified and analyzed by using different techniques. Similarly, the collected
data is described and presented
thoroughly as required.
1.7
Significance of the study
This
study has importance in various aspects. Basically, it has dealt some emerging
issues in regards to the doctrine of separation of powers and checks and
balances in our context. So, it'll be a complete informative and descriptive
diet for a reader of any legal purpose.
1.8 Review of Literature
The
purpose of the literature review is to develop some expertise in one’s area, to
see what new contributions can be made and to receive some idea for developing
a research design.[39] A
critical review of the literature helps the researcher to develop a thorough
understanding and insight into previous research works that relates to the
present study. It is also a way to avoid investing problems that have already
been definitely answered.[40] The
previous studies can’t be ignored because they provide the foundation to the
present study.[41] Review of
the literature related to the subject matter is very crucial part of the study
which helps to find out previous research studies which have been conducted and
what has to be done in the chosen area of the research.
However,
there are numbers of National and International literatures related to Separation of Powers and Checks and
Balances.
In
the context of the study, various literatures which were written and published
by various eminent persons and institutions have been consulted. Different
books, articles, digest, journals, reports and relevant literatures have also
been review for the completion of this study. Researcher has reviewed
some books, digests and articles which are mentioned in this chapter.
·
I.P. Massey : Administrative Law,(1970) This
book has provided information about the doctrine of Separation of Power. The doctrine of Separation of Powers deals with the
mutual relations among the three organs of the Government namely legislature,
executive and judiciary. The origin of this principle goes back to the period
of Plato and Aristotle. It was Aristotle who for the first time classified the
functions of the Government into three categories viz., deliberative,
magisterial and judicial Locks categorized the powers of the Government into
three parts namely: continuous executive power, discontinuous legislative power
and federative power. “Continuous executive power” implies the executive and
the judicial power„ discontinuous legislative power‟ implies the rule making
power. “federative power‟ signifies the power regulating the foreign affairs.
·
Montesquieu, De L‟ Espirit des lois,(1748)
This book has clearly mentioned about foundation of Separation of Power and
Check and Balance. The French
Jurist Montesquieu in his book L. Esprit Des Lois (Spirit of Laws) published in
1748, for the first time enunciated the principle of separation of powers. That's
why he is known as modern exponent of this theory. Montesquieu doctrine, in
essence, signifies the fact that one person or body of persons should not
exercise all the three powers of the Government viz. legislative, executive and
judiciary. In other words each organ should restrict itself to its own sphere
and restrain from transgressing the province of the other. In the view of
Montesquieu: “When the legislative and executive powers are united in the same person,
or int he same body or Magistrate, there can be no liberty. Again, there is no
liberty if the judicial power is not separated from the Legislative and Executive
power. Where it joined with the legislative power, the life and liberty of the
subject would be exposed to arbitrary control, for the judge would then be the
legislator. Where it joined with the executive power, the judge might behave with
violence and oppression. There would be an end of every thing were the same man
or the same body to exercise these three powers. Montesquieu's “Separation” took the form, not of
impassable barriers and unalterable frontiers, but of mutual restraints, or of
what afterwards came to be known as “checks and balances”. The three organs
much act in concert, not that their respective functions should not ever touch
one another. If this limitation is respected and preserved, “it is impossible
for that situation to arise which Locke and Monstequieu regarded as the eclipse
of liberty- the monopoly, or disproportionate accumulation of power in one
sphere In
this book, the writer has described the foundation of Separation of Power and
Check and Balance.
·
Hendel, Charles Evants Hughes and the Supreme Court
(1951) This book regarding the
separation of power. There is no dispute whatsoever that the executive should
be separated from the judiciary. With regard to the separation of the executive
from the legislature, it is true that such a separation does exist in the
Constitution of United States; but many Americans themselves were quite
dissatisfied with the rigid separation embodied in the American Constitution
between the executive and legislature... There is not slightest doubt in my
mind and in the minds of many students of Political Science, that the work of
Parliament is so complicated, so vast that unless and until the members of the
Legislature receive direct guidance and initiative from the members of the
Executive, sitting in Parliament, it would be very difficult for Members of
Parliament to carry on the work of the Legislature. I personally therefore, do
not think that there is any very great loss that is likely to occur if we do
not adopt the American method of separating the Executive from the Legislature.
This book describe some values of Separation of power and Check and balance.
1.9 Organization of the study
This dissertation has been divided
in six chapters. The first chapters cover introductory the second deals with
the subject-matter. The third chapter is related to the experience of various
other Constitution. The fourth chapter deals with separation of powers and
checks and balances in Nepalese constitutional chronicle. The fifth chapter, covers
the description of the provision of present constitution and Nepalese practice.
Lastly, the chapter Six cover the findings, conclusion and suggestions to the
study.
CHAPTER-
TWO
CONCEPT
OF SEPARATION OF POWERS AND CHECKS AND BALANCES
2.1 Introduction
Sovereignty of a state remains in one person, persons or in
people according to its political system. In modern democratic states
sovereignty is supposed to be vested in people. Sovereignty means a supreme
authority, which includes law making, enforcement, punishment, security of the nation
and of the people, determination of foreign policy, tax system etc. for the
establishment of a welfare state. If all the powers are used by one person or
by an agency, in spite of its goodness, they will be corrupted and despotic. Actually,
the power itself becomes disloyal and it drags a man towards the way of cruelty,
immorality, Corruption and despotism. The world incident also is proving the
fact. Probably on this basis justice Acton said" power tends to corrupt
and absolute power corrupts absolutely."[42]
There should be rule of law not of a person for consumption
and protection of individual rights, liberty and facilities provided by law to
the people. To materialize this abstract fundamental formula of modern
constitutionalism the rights mentioned above are viewed that they should be
used by different institutions. Thus, the notion which says the rights of
sovereign is to be used by different independent institutions without any
interference is the doctrine of separation of powers.
Separation
of powers is a doctrine which is fundamental to the organization of a state and to the concept of Constitutionalism
- in so far as it prescribes the appropriate allocation of powers, and the
limits of those powers to differing institutions.[43] The
great modern formulation of the doctrine was that of montesquieu, in
l'Espritdes Lois (1748), who contended that liberty was most effectively
safeguarded by the separation of powers namely the division of the legislative,
executive and judicial functions of government among separate and independent
persons or bodies. Montesquieu's work was widely read and was very influential.
It profoundly influenced the framing of the US constitution. The doctrine still
has influence over modern constitutions and structure of government, but it is
not so rigidly or dogmatically applied.[44]
The essence of the doctrine is that
there should be ideally a clear demarcation in function among the legislature,
executive and judiciary in order that none should have excessive power and that
there should be in place a system of checks and balances among the
institutions.[45] `
Black's
Law Dictionary defines checks and balances separately and in general sense. It
has defined check as to hold within bound and balances as an equality between
the sums total of the two sides of an account or the excess on either side.
Checks and balances is also defined
as limits imposed on all branches of a government by vesting in each branch the
right to amend or void those acts of another that fall within its purview.[46]
In the same way checks and balances
is supposed to be the principle of government which distinguishes legislative
executive and judicial power and seeks to ensure that any misuse or excessive
use of power by any one can and will be checked and balanced by one or both of
the other branches of government.[47] The
right of one organ over another organ of governing system to interfere in some
special conditions is called checks and balances. Hence, all three organs of
the state in overlapping each others power in some ways and this overlapping is
the checks and balances.[48]
Thus, in glimpse checks and balances
is seen like an exception of separation of powers because the separated thing
is seen to be joined by the second principle. But this is the condition created
by both: political and practical necessity. The first doctrine is major and the
second is subsidiary.[49]
Without using the second Principle the implementation of the first one, i.e.,
separation of powers is impossible. That's why Philips and Jackson say that
without any interference or mutual coordination, absolute division of power of
the three organs is three independent branches be theoretically possible but
practically this makes the government static.[50] Therefore to develop governing system as
active, continual and dynamic machinery it is necessary to organize separation
of powers and checks and balances.[51]
We
can say, at last, that these two doctrines have indivisible relationship , they
are rather a paradox one cannot act without others. To move state machinery the
necessity of law is often being shown by the executive to the legislature and
whether the law is made by legislature have fulfilled the necessity of the
state or not is checked by the judiciary. So only by the closest relationship
among three organs governing system can be mobilized in a managed and in an
organized way.[52]
2.2 General notion
Concept of separation of powers is
supposed to be started from the very time of Aristotle. He in his book politica
(politics) had mentioned about three branches of governing system, viz,
deliberative, the officials and the judicial element.[53] A
Roman thinker Polibius also had believed separation of powers to make the Roman
reign appreciated.
Nearly in the end of 17th century John Locke, the
apologist of the revolution of 1688, tried to make the doctrine move forward
and justified the supremacy of the legislative power, but considered that,
because the legislature was not permanently in session, and because legislature
might exempt themselves from obedience to their own laws, legislation and the
execution of the laws were in distinct hands "in all well moderated monarchies
and well-framed governments." By the executive Locke meant primarily what
we should call judiciary; but he recognized a third kind of function which he
called the "federative" and which involved the carrying of external
relations.[54]
Other English writers of the 18th century
extolled the "mixed" or "balanced" English Constitution. It
was, however, Montesquieu who raised" to the rank of new and universal
constitutional principle" the doctrine of separation of powers "by
maintaining that it was to this separation of the powers of government that the
English people owed their liberty."[55] That
England had far more liberty than most other countries in 1732, when Montesquieu
was in England, or in 1748 when L'Esprit
des Lois was published, can not be doubted. Montesquieu was concerned to combat
despotism of the kind which Louis XIV had established in France. It might be said,
of course, that England had overthrown despotism by beheading one incipient
despot and dethroning another and by vesting supreme power in a representative
assembly (for parliament was more truly representative early in the 18th
century than it was a hundred years later when the Industrial Revolution had
profoundly modified both the distribution of population and the distribution of
economic power). But Montesquieu carried the analysis much further.[56]
In this way, the doctrine of separation of powers was not
invented by Montesquieu but was more scientifically interpreted by him than his
predecessors. Plato, Aristotle, Polibius, Cicero, Machiavelli, Harrington,
Hunton, Neville and Locke had made fruitful efforts on separation of powers. But,
Montesquieu is highly appreciated and he is called 'father of doctrine of
separation of powers.' In fact, the 'Eureka' of Montesquieu was not the
doctrine of separation of powers but personal liberty.[57]
Now it is obvious that most of the
studies on separation of powers begin with Baron de Montesquieu.[58] He,
declaring the legislative or executive supremacy inappropriate, said, to
achieve political liberty, there should not be abuse of authority and for that
the power must be separated among three organs of govt. Viz, legislature,
judiciary and executive and every organ should be made free from other's
encroachment.[59]
"In every state, there are three kinds of powers,
"he said" the legislative power, the powers executing the matters
falling within the law of nations, and the power executing the matters which
fall within the civil law. Through the first, the prince or magistrate makes
the laws for the time being or for all time, and amends or repeals those
previously made. Through the second he makes war and peace, sends and receives ambassadors,
establishes order, prevents invasion. Through the third he punishes crimes and
judges the disputes of private individuals. This last is called the judicial
power and the second is known as the executive power.[60]
"When the legislative power is united with the executive power in the same
person or body of magistrates there is no liberty because it is to be feared
that the same monarch or the same senate will make a tyrannical laws in order
to execute them tyrannically. There is again no liberty if the judicial power
is not separated form the legislative power and from the Executive power If it
were joined with the legislative power, the power over the life and liberty of
citizens would be arbitrary, because the Judge would be Legislators. If it were
joined to the Executive power, the Judge would have the strength of an
oppressor. All would be lost if the same man, or the same body of chief citizens,
or the nobility, or the people, exercised these three powers , that of making
laws, that of executing public decisions, and that of judging the crimes or the
disputes of private persons."[61]
It is not quite clear what Montesquieu intended to include
within his three groups of functions. He made no nice analysis of governmental
powers.[62] And
none of his successors has been successful in drawing them.[63]
That's why it is hard to find whether Montesquieu's philosophy of separation of
powers was intended towards its absolute or rigid form or it was with checks
and balances. It should not be assumed that Montesquieu's preferred arrangement
of a pure separation of powers is uncontroversial. Throughout history there is
seen a tug between the doctrine of separation of powers and the need for
balanced govt.[64]
To
analyze the concept of separation of powers and checks and balances it is
necessary to enter into the actual intention of Montesquieu. There are some
important reasons to show that he did not mean to develop on absolute or a
rigid doctrine:
1. Montesquieu
looked to the English constitutional system to discover constitutional
principles of political liberty and separation of powers. But the strange truth
is however, that it was not an essential aspect of British constitution.[65]Therefore
the basis on which he propounded his doctrine was itself not on appropriate
instance of rigid separation of powers.
2. Most of the
writers who tried to interpret Montesquieu like, C.K. Allen and sir Ivory
Jennings say that Montesquieu was not intended to avoid mutual relationship but
he meant to have checks and balances among these three organs.[66]
According to Iror Jernnings, Montesquieu argues that within a system of
government based upon law, the judicial function should be exercised by a body
separate from legislature and the executive. He did not man that legislature
and executive ought to have no influence over the acts of each other, but
neither should exercise the whole power of the other.[67] Thus
it can be said that Montesquieu had more faith upon the separation of the
judiciary than that of legislature and executive. And he seems to be in favor
of parliamentary system of govt. on this basis. Montesquieu seems to have
believed that normally the executive power could not harm a person's life,
liberty or property until after a judicial decision. [68]
3. A complete
separation of the three institutions could result in legal and constitutional
deadlock.[69] The
impossibility of having a rigid personal separation of powers has been illustrated
by the American constitution,[70]
which is supposed to be the first follower of this doctrine. And we can not
assume that Montesquieu, such an eminent scholar, did not have this much
foresightedness too. Therefore, he did not mean to propound a rigid doctrine
which he had seen nowhere.
In this way, what can be said is that the theory of
separation of powers, propounded by Montesquieu, does not stress for separation
only but the so-called supplement doctrine i.e. checks and balances also is
implicit there. It is another matter that the profounder of the second doctrine
is said to be John Adams, an American scholar.
In modern practice, the theory of separation of powers has
come to mean an organic separation or a separation of functions, Viz., that one
organ of government should not usurp[71] or
Combine[72]Functions
belonging to another organ. But any rigid separation is impracticable under
modern conditions when the problems of government are interdependent. Hence, a
distinction is made between 'essential' and 'incidental' powers of an organ of
govt. One organ cannot claim to exercise the powers essentially belonging to
another organ but may, without a violation of the principle of separation of
powers, exercise some of the incidental powers of another organ. Moreover, in
order to function efficiently, each department must exercise some incidental
powers which May be said to be strictly of a different character than its
essential functions. For example, the courts must, in order to function
efficiently, possess the power of making rules for maintaining discipline or
regulating procedure though that power may be of the nature of a legislative
powers.[73] The
power of making rules of procedure in the courts is not regarded as of the
essence of the functions of the legislature.[74]
Again, in interpreting laws and in formulating case law the court do, in fact,
perform a function analogous to law making. In particular, in dealing with new
problems where authority is lacking, the courts have to create the law, even
though under color of interpretation of and deduction from the existing law.[75] Thus
we can distinguish the essential and incidental powers of all three organs. But
it's the matter of assumption. It may be a subjective matter but in some ways,
it is objective matter, traditionally moreover, it is a matter of
constitutional and legal determination.
Summarizing
all the discussion, national powers are distributed among the legislative,
executive, and judicial branches of the national government. "Separation
of powers" captures the constitutional effort to allocate different sorts
of powers among these three governmental entities that are constituted in
different ways. "checks and Balances" focus on the constitutional
effort to ensure that the system will be able to guard against usurpation of
authority by any one branch. Separation suggests three autonomous entities,
working independently. The principle of checks and balances suggests
overlapping function in which each branch is able to intrude on and thereby to
check the power of the others.[76]
2.3 Purpose
There were
some defects in the contemporary governing system and the profounder was
intended to avoid them through his doctrine achieving these things:[77]
2.3.1
The Problem of Factions: The separation of powers was also
partial solution to the problem posed by factions-the risk that the
governmental power will be usurped by private groups seeking to obtain
distribution of wealth or opportunities in their favor. Such private groups,
whether minorities or majorities might use the authority of government to
oppress others. The distribution of national powers was intended to reduce that
risk. A faction may be able to acquire power over one of the branches, but it
was the unlikely that it could do so over all three. In this respect, a goal of
the separation of powers was to protect minorities against tyranny.[78]
2.3.2
Individual liberty:
Montesquieu denied natural liberty and defined political liberty. Indeed,
Montesquieu had looked to the English constitutional system only because to
discover constitutional principles of political liberty and separation of
powers.[79] But
there is not, and never has been, a strict separation of powers in the English
constitution.[80] This fact
shows that he was intended to achieve that individual liberty through the
doctrine, he propounded which was consuming by the contemporary British people
and which was not possessed by French people. It has been said that Montesquieu
was not concerned to make a precise analysis of the functions of govt. He was rather
trying to find the means by which tyranny could be avoided, and, naturally, he
turned to the country where the battle against despotism had been fought and
won and where liberty existed in a far greater measure than in his own country.[81]
2.3.3
Efficiency:
In this view, a sensible division of labor among the various branches
makes govt. more efficient.[82] Each
organ of state(to say "each organ of govt." is not suitable because
govt. indicates executive only and we can never include legislature and
judiciary in the executive as its organ. That's why "each organ of state
" is better becomes quite efficient in its jurisdiction, if it can work
separately and without undue influence. And definitely, it is one among the
purposes of separation of powers and checks and balances.
2.3.4
Preventing Tyranny: The federalist no. 47 stresses a
different justification for separating govt. powers (It has used" govt.
power"): "The accumulation of all powers, legislative executive and
judiciary, in the same hands, whether of one a few or many and whether
hereditary, self appointed or elective, may justly be pronounced the very
definition of tyranny." And the separation of powers diffuses governmental
power, diminishing the likelihood that any one branch will be able to use its power
against the citizenry.[83]
2.3.5 Rule of Law:
The separation of powers ensures that the power to make the law is not in the
hands of those who execute it, Law makers cannot enact oppressive laws knowing
that they will be exempt from their operation. Under this view, the central
safeguard of the separation of powers is that it makes the laws apply to the
law makers. This is probably the meaning of Montesquieu statement concerning
tyrannical laws tyrannically applied; if the legislators cannot ensure a tyrannical
execution; i.e., one which favors themselves, they will be less likely to make
tyrannical laws for fear that they themselves will be tyrannically ruled by
them [If]a separate executive will enforce the law even against the lawmakers,
the law makers will not have a "distinct interest from the rest of the
community."[84]
2.3.6
Rulers versus Ruled: If power were concentrated in one
branches, there would be an increased risk that that branch would act to
increase its own power-the power of govt. at the expense of the governed. The
separation of powers was intended to act as a partial remedy, thus
safeguarding both liberty and private
property against governmental action. If one branch tried to use its power in
an oppressive manner "ambition would counteract ambition." and
another branch would provide resistance.[85]
2.3.7
Limited Government: A different rationale for the
constitutional distribution of powers stresses the goal of limited govt.. Under
that distribution, no law can be brought to bear against the citizenry without
a broad consensus. The executive and the judiciary must concur with legislature
in order for a law to be enforced. In this the respect, there is an intimate
connection between the separation of powers and the protection of private ordering.[86]
CHAPTER-THREE
SEPARATION OF POWERS
AND CHECKS AND BALANCES IN VARIOUS JURISDICTIONS
3.1 United State of America
Although Montesquieu had propounded his doctrine on the
basis of the study of British constitutional system, the fortunate to be the
first applier of this doctrine, was America.[87] The
framers of the American constitution vested the legislative, executive and
judicial powers in three distinct authorities, by the articles 1,2 and 3 of the
constitution, besides these one cannot be the member of two organs at the same
time. No minister can be the member of congress and neither the president nor
cabinet can dissolve any house of the congress, Viz., House of Representatives
or Senate. There is an independent judiciary free from president and congress.
Thus there, we can say, is separation of powers. But the impossibility of
having a rigid personal separation of powers has, however, been illustrated by
the American constitution under which the president has got legislative powers
in his right to send messages to congress and the right to veto, while congress
has the judicial power of trying impeachments.[88] In
this process chief justice of American supreme court becomes the chief justice
in senate while the whole senate diverts in a court. And the senate
participates in the executive power of treaty making and making appointments.
Laws, made by congress, are always on supervision of judiciary under judicial
review. But at the same time, senate can impeach against any judge. Through this
discussion, what can be said is that American placed great faith in the
doctrine of the separation of powers together with checks and balances it was
embodied in the constitution of several of the states and implicit in the
constitution of the United States, though it was not explicitly mentioned.[89] In
this way U.S.A. has been an ideal example of the doctrine.
3.2 Britain
It is supposed to be a paradox that the theory of
Montesquieu was inspired by the political system as it obtained in England in
the 18th century.[90]
House of Lords is not only the upper
house of legislature but also the supreme court for appellate. The Lord
Chancellor, when sits in legislation , becomes the head of it, and when sits
in supreme court ,becomes the chief
justice. Not only that he also remains as an important person in privy Council which is thought to be the part of cabinet or of the
executive. All the judges of supreme court are the members of the upper house
legislature, moreover it has been a tradition to be participated only by these
judges in the judicial action of legislative. Both houses can make regulations
to regulate their own procedure and they can judge, punish and can pardon in
their contempt. The power of all three organs is been used on the name of the
crown. U.K, in this way, doesn't follow the general condition of the doctrine
that the member of one cannot be the member of another at the same time.
Concentrating only on the independence of the judiciary, supremacy of
parliament has been established here.[91] That's
why it is said "except the independence of judiciary nothing is
mentionable in Britain regarding the doctrine."[92]
"The doctrine of separation of
powers has its relic in England, in the shape of independence of the
judiciary.[93] Moreover, " mystery of success of the
British Constitution is the intimate relation or the unification between the
executive and legislature."[94]
3.3 France
Nevertheless, being the state of Montesquieu, France has not
led in the implementation of his doctrine. The fifth republican constitution
has included the characteristic of both systems, viz. the presidential and the
ministerial. The French president is elected by the direct adult franchise and he
need not bear the parliamentary responsibility except in impeachment action. He
doesn’t take part in parliamentary procedure and cannot reject the bills passed
by parliament but can order them for referendum. According to the necessity he
can declare emergence and can dissolve the parliament too. Therefore, his
status is like of the prime minister in parliamentary system and of the
president in American system. Member of council of ministers are not the member
of parliament but they have to get the vote of Confidence from parliament and
they participate in the parliamentary procedure regarding their proposal.
Executive authority is divided between president and council of ministers. As
the result, in constitutional appointments, in treaties, in pardons etc. the
president uses his power when there be a joint signature of the prime minister,
responsible to the parliament, and of the concerning minister. The judiciary
has not got the power of judicial review but there is another institution for
this purpose, i.e., Constitutional council. The president can examine the
constitutionality of any parliamentary Act through this institution. In this
way, French ministers can not be the member of parliament shows the intention
of individual separation and the responsibility towards the parliament shows
checks and balances. Summarizing all,
the separation of powers and checks and balances has been extra ordinary and
vast their.[95]
Thus,
is Britain the separation of powers was maintained and yet enabled parliament
to be supreme and the courts, subject to parliament, to give remedies against administrative
authorities. In U.S.A. the same doctrine was maintained and therefore separated
the executive from the legislature and yet enabled the supreme court to declare
invalid acts of the legislature. In France, the legislature has become supreme
but has not enabled the civil courts to control the legality either of
legislature or of administrative acts.[96]
3.4 Australia
A useful starting point
for our investigation of the separation of powers doctrine in the Australian
context is of course the federal government. It can serve as a useful guide for
the States. Since federation the Commonwealth has taken priority over the
States and continues to do so. The chapter establishes the advantages of the
Commonwealth model over the States. The main advantage is the separation of
powers entrenched in the Commonwealth Constitution. The Commonwealth
Constitution cannot be amended without the approval of the people, unlike in
the States. The State Constitutions are pieces of legislation that can be
amended by State Parliaments and they do not include constitutionally
entrenched separation of powers. The High Court has interpreted the
Commonwealth Constitution as providing separation of judicial powers and only
courts properly constituted under Chapter III of the Constitution could
exercise any part of the judicial power of the Commonwealth. The High Court
also held that the Parliament could delegate lawmaking powers to the
executive. The chapter looks at the advantages and disadvantages of the federal
model and also the importance of the Constitution, the SOP and judicial review
in protecting citizens from the abuse of government power. A lack of civil
rights in the Constitution and the executive legislating away rights may
require a remedy in the form of a Bill of Rights.
The High Court has
adopted a more limited separation of powers and a preference for British
practice and theory over the American
practice and theory from the Federalist 1788 understanding of the separation
of powers. The High Court has recently announced that it no longer declares the
law and that in some sense it now makes the law and had always done so. This
dislodged its jurisprudence from casebycase adjudication to jurisprudence
that pronounced on general principle. Mason’s view that the court is making not
just declaring law is problematic but is backed in the well developed
literature in the critical legal studies movement.
The executive
interference with the court (Murphy and Kirby JJ) and problems with the
separation of legislative and executive powers in a system characterized by
responsible government suggest the Commonwealth model has its own problems.
Disadvantages of the federal model include examples such as the political
attack on the High Court by Rob Borbidge
and Tim Fisher after the Wik (1996) Decision and the public
battle between Gerard Brennan CJ and Darryl Williams over the role of the
executive in defending the judiciary from political attack. The fairly recent
conflict between Ruddock and the Federal Court over immigration matters was
another critical example of a problem with the separation of powers at the
federal level. In 1998, the replacement of Gerard Brennan with Murray Gleeson
as CJ of the High Court has endorsed a return to ‘legalism’ rather than the
previous Mason and Brennan era of ‘judicial activism.
The Commonwealth
of Australian Constitution Act (1900) sets out a type of separation of powers between the
legislative power (section 1), executive power (section 61) and judicial powers
(section 71). This follows the Constitution
of the United States of America (1788) that set out a separation of
powers and institutions. The US Constitution sets out the separation
of powers (Article I, section 1: the legislative power is vested in Congress
(Parliament); Article II, section 1: the executive power is vested in the
President; and Article III, section 1: the judicial power is vested in the
Supreme Court). The Australian Commonwealth Constitution sets out the SOP and
institutions (Chapter I, Section 1: the legislative power is vested in a
Federal Parliament; Chapter II, Section 61: the executive power is vested in
the Queen and is exercisable by the GovernorGeneral (in practice the PM and
Cabinet); Chapter III, Section 71: the judicial power is vested in a Federal
Supreme Court (the High Court and other Federal Courts) .
The separation of powers
in Australia has been fundamentally shaped and defined by the High Court which
chose a Blackstonian common law conception of the separation of judicial
powers, in preference to the principles
elaborated in Hamilton, Madison & Jay [1788] The
Federalist and
articulated in the American Constitution. The High Court’s admission that it
now ‘makes the law’ as discussed below, has presented unprecedented theoretical
and political challenges. The Court has been compelled to reconcile its new
role with the rule of law and to explain what lawmaking means for the
judiciary. There are now challenges to the concept of the separation of
judicial power in Australia. This includes a transformation in the role of the
AttorneyGeneral, the creation of new institutions and a move towards an
American conception of checks and balances.
The Australian Founding
Fathers faced a choice between two major conceptions of the separation of
powers: one derived from the American Constitution and The
Federalist ; the
other from British constitutionalism and Blackstone. The Australian Founding
Fathers settled upon an amalgam of British responsible government and American
federalism. The result has been described as ‘a hybrid form of government. This
amalgamated and mutated Australian system revealed the ambiguity of the terms
settled upon in the Australian Constitution. It allowed the High Court to be
the pre eminent interpreter of the Constitution and to define the nature of
the separation of powers in Australia. The High Court took up this opportunity
and defined the separation of powers in Australia principally as a separation
of the judicial power from the other powers this had far reaching influence on
the development of Australian constitutionalism until the court’s recent
admission in 1990 that it not only interprets the law but also ‘makes’ the law.
This declaration has exposed the court to political and scholarly criticism and
raised profound questions concerning the tension between a lawmaking judiciary
and the doctrine of separation of powers. This theoretical tension creates
immediate political implications for the separation of powers doctrine in
Australia; it makes the judiciary more vulnerable to political attack, it
requires a new role for the AttorneyGeneral, and it requires the creation of
new mediating institutions. In 1995 AttorneyGeneral Williams argued that there
was no longer any reason to treat the High Court as an institution differently
to other policymaking bodies. All of these suggest a shift towards an American
conception of institutional checks and balances.
A preliminary review of
recent Australian literature on the separation of powers in Australia may be
seen in the work of authors such as Haig Patapan and Suri Ratnapala. Their recent
works on the subject of the separation of powers include: Patapan 1999:
391407; Patapan 2000: 150177; Ratnapala 2002: 88117, 118143. For the
history and philosophical dimensions of the separation of powers doctrine: see
Ratnapala 1990; Ratnapala 1994; Lumb and Moens 1995; and Zines 1997. At first
glance the foundation of the legal and constitutional position of the
separation of powers in the Australian Commonwealth Constitution appears clear
(s. 1 legislative power; s. 61 executive power; s. 71 judicial power). In
regard to the basic constitutional provisions (in the Australian Commonwealth
Constitution) effecting the separation of legislative, executive, and judicial
powers, the main sections are ss.1, 61, and 71. Yet the High Court has focussed
on the separation of the judicial power (s. 71). The following diagram (Figure
2) on the theory and practice of the Australian Separation of Powers, indicates
the separation of powers and the separation of institutions that use those
powers at the Commonwealth level. The Commonwealth Constitution separates the
three powers (legislative, executive and judicial powers) and the institutions
that exercise them.
3.5 South
Africa
Due
to the British colonial flavour, the pre-constitutional dis-pensation in South
Africa did not favour the doctrine of the separation of powers to flourish. The
text of the South African final Constitution does not explicitly
refer to the doctrine of separation of powers. The inception of the doctrine in
the current South African constitutional order can be traced back to our
Constitutional Principle VI, which is one of the principles that governed the
drafting of the final constitution. Schedule 4 of the Interim Constitution provided that: ‘There shall be a separation
of powers between the Legislature, Executive and Judiciary, with appropriate
checks and balances to ensure accountability, responsiveness and openness’.
Section
8(1) of the final constitution lists all the elements of the structures that
are bound by the Bill of Rights namely, the legislature, the executive, the
judiciary and all organs of state. The question whether or not the doctrine of
separation of powers forms part of the final constitution has been considered
and explained in several Constitutional Court cases. It is axiomatic that the
doctrine of separation of powers is part of our con-stitutional design.
In
Glenister v President of the Republic of South Africa Langa CJ (as he then was) stated that ‘the
doctrine of separation of powers is part of our constitutional design.’ Indeed
Chapters 4 to 8 provide for a clear separation of powers between three spheres
of government. Section 43 vests the legislative authority of the Republic at
the national sphere in parliament and at the provincial sphere in the
provincial legislatures. Sections 85 and 125 respectively vest the executive
authority of the Republic in the president and of the provinces in the
premiers. Section 165 vests the judicial authority in the court’.The
Constitutional Court in South African Association of Personal Injury
Lawyers v Heath Chaskalson P stated as follows: ‘In the first certification
judgment this Court held that the provisions of our Constitution are structured
in a way that makes provision for a separation of powers. ... There can be no
doubt that our Constitution provides for such a separation (of powers), and
that laws inconsistent with what the Constitution requires in that regard are
invalid’. There is no doubt that the doctrine of separation of powers forms
part of our constitutional system. As articulated above the Constitution
doesn’t only differentiate three spheres of government i.e. legislative,
executive and judiciary function, it vests these functions in different organs
of state. The doctrine of separation of powers may be regarded as an
unexpressed provision that is implied in or implicit to the Constitution. The doctrine of separation of
powers in South Africa took a centre-stage in a number of Constitutional Court
cases. In South African Association of Personal Injury Lawyers v Heath
Chas-kalson CJ while comparing the constitutional dispensations of South
Africa and United States of America and Australia stated that: ‘In all three
countries, however, there is a clear though not absolute separation between the
legislature and the executive on the one hand, and the courts on the other.’
In
most cases the Constitutional Court has held that the doctrine of separation of
powers does not always have to be strictly applied. In the first certification
judgment, Ex parte Chairperson of the Constitutional Assembly of the
Republic of South Africa, the court stated that: ‘There is, however, no
universal model of separation of powers and, in democratic system of government
in which checks and balances result in the imposition of restraints by one
branch of government upon another, there is no separation of powers that is
absolute …’ The court continued at para 109 as follows: ‘The principle of
separation of powers, on the one hand, re-cognises the functional
independence of branches of gov-ernment. On the other hand, the principle
of checks and balances focuses on the desirability of ensuring that the
constitutional order, as a totality, prevents the branches of government
from usurping power from one another. In this sense it anticipates the necessity
or unavoidable intrusion of one branch on the terrain of another. No
constitutional scheme can reflect a complete separation of powers …’ In a
constitutional dispensation, the doctrine of separation of powers is not fixed
or rigid. The courts are duty bound to develop a distinctively South African
model of separation of powers, one that fits the particular system of
government provided for in the Constitution and that reflects a delicate
balancing, informed both by South Africa’s history and its new dispensation,
between the need, on the one hand, to control government by separating powers
and enforcing checks and balances, and on the other, to avoid diffusing power
so completely that the government is unable to take timely measures in the
public interest.
Example of case law on the doctrine of
separation of powers: The doctrine of separation of
powers in South Africa since the 1994 election and our new democratic
government and the final Constitution has been investigated extensively in
various judgment of the Constitutional Court. The judiciary spent time
developing the home-grown model of the doctrine as envisaged by the
Constitution. I have already articulated earlier that there is no complete
separation of powers, and that possibly there cannot be complete separation. It
is thus not surprising to find some cases from the Constitutional Court
applying the doctrine of separation of powers strictly (usually in those cases
that involve the relationship between legislature and the executive). In
De Lange v Smuts No and Others the Constitutional Court held that a member
of the executive may not be given the power to commit an un-cooperative witness
to prison. This is because the courts have such power to send someone to
prison. It is a judicial function and not an executive one. In South African
Association of Personal Injury Lawyers v Heath the Constitutional Court held that a
judicial officer may not be appointed as the head of a criminal
investigation unit. This is because the power to investigate and prosecute
crimes is an executive function and not judicial function. In S v Dodo
the Constitutional court held that while the legislature may determine a
minimum sentence for a particular crime, it may not determine the sentence that
should be imposed in a particular case. This is because the power to impose a
sentence on the offender is a judicial function and not an executive
function. In Executive Council
Western Cape Legislature v President of Republic of South Africa the
Constitutional Court held that while the legislature may not delegate
plenary law-making powers to the executive, it may delegate subordinate
law-making powers. The court thus confirmed reservation of plenary law making
for the legislature and made it non-delegatable. This is because it is
necessary for the effective law-making. In re Constitutionality of the
Mpumalanga Petitions Bill, 2000, the Constitutional Court held that the
legislature may delegatethe power to bring an Act into operation to a member of
the executive or to some other appropriate person, for example the speaker of
the legislature. The bringing into operation of an Act of parliament seems to
have been assessed as not core legislative power.
3.6 India
The major
feature of the parliamentary democracy. i.e., the intimate relationship between
the legislature and the executive is followed here too like in U.K. Cabinet
forms from the legislature and it is responsible to this body. The president is
the executive head although he has to work in consent and advice of ministers.
It is not obvious whether he is a part
of the legislature or not but functionally
he takes part in parliamentary activities and approves the bills.[97] He, as an executive head, can promulgate
ordinance during recess of legislature and he can also exercise the legislative powers in case of a breakdown
of constitutional machinery.[98] He
can pardon, reduce ,change, postpone the punishment given by any court.
According to art.140 of the Indian
constitution legislature can give the right to make law to the judiciary. To
Conclude; Indian constitutional, system, through the eyes of separation of powers and checks and balance, is very much
close to British system. It is said
that though the doctrine of
separation of powers in the American sense does not obtain in India, the
principle of 'checks and balances' underlying that doctrine does, in the sense
that none of the three organs of govt.can usurp the essential functions of the
other organs, constitute a part of the
'basic feature' of the constitution or one of its 'basic features which can not
be impaired even by amending the constitution, if any such amendment of the
const. is made, the court would strike it down as unconstitutional and invalid.[99]
Hon'ble Chief Justice Kania observed: “Although in the Constitution of
India there is no express separation of powers, it is clear that a legislature
is created by the Constitution and detailed provisions are made for making that
legislature pass laws. It is then too much to say that under the Constitution
the duty to make laws, the duty to exercise its own wisdom, judgment and
patriotism in making law is primarily cast on the legislature? Does it not
imply that unless it can be gathered from other provisions of the Constitution,
other bodies executive or judicial are not intended to discharge legislative
functions?”
Hon'ble Chief Justice B.K. Mukherjea observed: “The Indian Constitution
has not indeed recognised the doctrine of separation of powers in the absolute
rigidity but the functions of the different parts or branches of the Government
have been sufficiently differentiated and consequently it can very well be said
that our Constitution does not contemplate assumption by one organ or part of
the State of the functions that essentially belong to another.”
Hon'ble Chief Justice S.R. Das opined that in the absence of specific
provision for separation of powers in our Constitution, such as there is under
the American Constitution, some such division of powers legislative, executive
and judicial- is nevertheless implicit in our Constitution. The judiciary is
independent and separate wing of the Government. The executive or legislature
has no concern with the day to day functioning of the judiciary. In terms of
Biblical apologue, Francis Bacon in his “Essay of Judicature” showing the
importance of „Temple of Justice‟ has expressed thus: “Solomon‟s Throne was supported by lions on both
sides; Let them be lions, but yet lions under the throne; being circumspect
that they do not check or oppose any points of sovereignty.”
Here the expression “Solomon‟s
Throne” symbolizes the majesty of our justice system and the word „Lions‟
represents the Legislature and the Executive. Briefly it may be stated as”
„Majesty of Justice system‟ is supported by the Legislature and the Executive
from both sides, nevertheless, these Legislature and Executive are under the
control of Judiciary. Legislature and Executive must not go against any point
of Sovereignty. As regards "Sovereignty" it is enough to state that
in a democracy it vests in the will of people.
Showing the importance of judiciary,
Supreme Court in the same case has also observed: “Under the Constitution, the
judiciary is above the administrative executive and any attempt to place it on
par with the administrative executive has to be discouraged.”
“The Indian Constitution, though it does not
accept the strict doctrine of separation of powers, provides for an independent
judiciary in the States....... But at the time the direct control of the
executive. Indeed it is common knowledge that in pre-independence India there
was a strong agitation that the judiciary should be separated from the
executive and that the agitation that the judiciary should be separated from
the executive and that the agitation was based upon the assumption that unless
they were separated, the independence of the judiciary at the power levels
would be a mockery.”
The State in the present day has
become the major litigant and the superior courts, particularly the Supreme
Court, have become centres for turbulent controversies some of which with a
flavor of political repercussions and the courts have to face tempest and storm
because their vitality is a national imperative. In such circumstances,
therefore, can the Government, namely, the major litigant be justified in
enjoying absolute authority in nominating and appointing its arbitrators. The
answer would be in the negative. If such a process is allowed to continue, the
independence of judiciary in the long run will sink without any trace.
CHAPTER-FOUR
SEPARATION
OF POWERS AND CHECKS AND BALANCES IN NEPALESE CONSTITUTIONAL CHRONICLE
4.1. Government of
Nepal Act, 2004 B.S.
There was no separation of powers is this constitution. All
the executive legislative and judicial
powers were exercised and controlled by the Rana Prime ministers. Council of
ministers were hired and fired by the Rana prime minister and he could even
dissolve the legislature. He was the supreme commander of the armed force of
Nepal.[100]
Legislature consisted of Shree Teen, Bhardari Sabha and
Rastra Sabha. In Bhardari Sabha all 20to 30 members and in Rastra Sabha 28
among 60 to 70 members were nominated by Rana Prime Minister.[101] The
bills passed by the legislature could be rejected by the prime minister without
giving any reason.[102]
Judiciary had three hierarchies,
i.e. Court of first instance, Appellate court and Pradhan Nyayalaya (High
Court) and special courts may, in extraordinary circumstances, be established
by His Highness the Maharaja.[103] The
high court consisted of a chief justice and such other judges not exceeding 12
in number, as His Highness may from time to time deemed necessary to appoint.[104] Judges
of the high court could receive such remuneration as His Highness may fixed. If
they once appointed by Shree Teen, could be dismissed only if they were
disqualified by legislature or judicial committee. In general every judge could
hold office until he attained the age of 65 years.[105] Dismissal
of judges on the recommendation of such organ was a good aspect but to say in
conclusion the independence of judiciary was mortgage on the hand of Ranas.
There were Auditor General, Public service Commission as constitutional
agencies but the head of them could be
appointed only by His Highness the Maharaja.[106]And
the Act did not define the role and position of the King and he remained
powerless and unconcerned authority.
In this way as an evaluation our first constitution had, of
course, tried to separate state machinery in three organs but there was no
separation of power among them. Executive head was all in all. All the powers
of the state had directly or indirectly centralized in Rana Prime Minister.
4.2 The Interim Government of Nepal Act, 2007
B.S.
The executive power was vested in the King. He could
exercise this power by himself directly or through ministers or other officers
subordinate to Him.[107] The
King exercised the executive power on the aid and advice of the cabinet. But he
was not obliged to follow the aid and advice.[108]
Including the Prime Minister ,Ministers could hold office during the pleasure
of the king.[109] The
legislative powers were vested in the King[110]and
King could act on the advice of the cabinet.[111] Later
an advisory assembly was introduced through amendment. This body was however
nominated body and had only advisory power. Its advice could be ignored by the
king in council.[112] He could refuge to give assent to any bill or
resolution passed by the assembly or could return it to the assembly for such
changes.[113]
The Act established a Pradhan
Nyalaya (High Court).[114] Including
chief justice, the judges were appointed by the King on advice of cabinet. They
could hold office until they attained the age of 65 years. But they could be
removed before, if the impeachment proposal passed with two thirds majority in
cabinet and king accepted that.[115] HMG
had the power to grant pardons, reprieves, respite or remissions of punishment,
or to suspend, remit or commute the sentence of any person convicted of any
offence by any count of Nepal or Court Martial.[116]
There were Comptroller and Auditor general, public service
commission and Election Commission as constitutional agencies. But the chairman
or chief could be appointed only by HMG.[117]
In this way this act, i.e., so called constitution too had
not separated powers. Since this act was for transitional period, all the
executive and legislative powers were conferred to the King. Only the judiciary
was tried to kept separate but actually it too was not independent. So we can
say the second constitution had not
adopted the doctrine. First had vested all the power in prime minister
and the second had given it to the king.
4.3
Constitution of the Kingdom of
Nepal,2015 B.S.
The executive
power of the Kingdom Of Nepal was vested in His Majesty, the power could be
used by HMK on his discretion or by ministers or by other officers subordinate
to him.[118] Constitution
provided a cabinet headed by the prime minister.[119] He was
appointed by the king in king's discretion but he had to be a person who
commanded confidence of the house of
representatives. The king, if he thought that there was no such person
to get majority support, could appoint him as PM a person who was not a member
of either houses of parliament but only for 4 months.[120] The
cabinet was collectively responsible to the HR.[121] It
could be removed by the parliament through the vote of no confidence.[122] Cabinet
could also be dissolved by the king if he, after consultation with the National
council, was satisfied that it had lost
the confidence of the HR or had failed to conduct in conformity with the
constitution of the Kingdom of Nepal.[123]
The constitution established a
bicameral legislature including HMK Maha Sabha, Pratinidhi Sabha.[124]
Maha sabha consisted of 36 members: 18 elected by lower house and 18 nominated
by the king.[125]
Pratinidhi sabha consisted of 109 members elected by the people through secret
ballot and universal adult franchise.[126]King
could reject the bill passed by both the house of parliament.[127]
The chief justice of high court was appointed by the king in
his discretion, after consulting the PM and some other judges of the supreme
court as he deemed necessary. Other judges were appointed by the king ,after
consulting the chief justice and such other judges of the supreme court as he
deemed necessary. The judges could be dismissed by the king in his discretion
only on the disqualification by the special commission appointed by the king.[128] The
high court had the power to issue writs for the enforcement of the fundamental
rights,[129] although
the legislature had wide power to limit those rights. It was the final court of
appeal and final interpreter of the constitution of the kingdom of Nepal.[130] The
major provision of the constitution for judiciary was that the king could not
suspend part VI of the constitution even in emergency.[131]
There were the public service commission and Auditor General
as constitutional agencies. Head of those agencies were appointed by the king
and they could be removed from their office on the like grounds and in the like
manner as a judge of the supreme court.[132]
In this way the first democratic constitution also failed to
separate the state power, although it had established legislature, executive
and judiciary obviously. These bodies were separated but the power was not
divided impartially, because king had control over all three organs and to the
constitutional organs too. Though the constitution tried to establish
constitutional monarchy, there were many provisions which had made room for the
king to become extra-ordinarily powerful.
4.4 The Constitution of Nepal, 2019 B.S.
This constitution gave
birth to party less panchayat system. All the political parties and
organizations were banned. Among these four constitutions this constitution
seems to be most indifferent towards separation of powers and checks and
balances. It would be better to mention such points which prove that there were
not separation of powers and checks and balances instead of mentioning all the
legislative judiciary and executive structure. They are:
1. The
sovereignty of Nepal was vested in HMK and all executive legislative and
judicial powers emanated from him.[133]
2. The
executive power was exercised by HMK either directly or through ministers or
other officers subordinate to him.[134]
3. The
ministers were collectively and severally responsible to HMK.[135]
4. The bill
passed by the National Panchayat could be withhold by the King.[136]
5. Judges of
supreme court and other judges and heads and members of the constitutional
agencies were appointed by HMK.[137]
6. HMK could
amend the constitution by proclamation.[138]
7. The judges
of supreme court were hired and fired by the King.[139]
8. All the
constitutional agencies were accountable to the King.
After having a glimpse over above mentioned points, everyone
could easily see that no any organ was independent except the king. But more we
can say that the king had been tried to
make arbitrator by the constitutional provisions. In such sequence of power no
one could find the individual liberty.
4.5 THE CONSTITUTION OF THE KINGDOM OF NEPAL,
2047
As
most of the countries of the world, our present democratic constitution also has
three organs to drive state in a good track. Besides it has made provision of
fine constitutional institutions. These all are to be described in detail. This
aspect deals also with who involves how and in which wing.
4.5.1 The Legislature
Constitution has given much more importance on the
parliament because parliamentary democracy is one of the basic structures. part-8
of the const. is related with the legislature and part 9&10 also are
related. Art 44 reads that "there shall be legislature, to be called
parliament, which shall consist of HM and two houses, namely the house of
representatives ( hereinafter HR is used to indicate this) and the national
assembly." HR includes 205 elected members by the popular election.[140] This
house is called lower house too. There is a provision of national assembly
consisted or 60 members. Ten of them are nominated by HM, thirty-five are
elected by the HR and remaining fifteen members are elected from local authorities
of all regions.[141] No
one can be the member of both houses simultaneously.[142] The final decision of the question that any
parliamentarian is disqualified or has ceased to possess any of the
qualifications is made by the chief justice or any other judge of the supreme
court designated by him.[143] HM
summons the session of parliament and he can prorogue the session of both or
either of the houses of parliament. He specifies the date and time for such
session which is requester to call by one -fourth of the members of the HR and
can dissolve this house on the recommendation of the PM with the date for new
election within six months .[144] If either or both the houses of parliament
gets the message from him the house must consider it as early as possible and
submit its opinion to HM.[145] A
minister is entitled to attend
and take part in the proceedings and deliberations of either house of
parliament and its committee but he can not vote in a house or committee of
which he is not a member.[146] No member of parliament can be arrested
between the date of issuance of the
summons for a session and the date on which that session closes but he can be
arrested on a criminal charge. If any member is so arrested the official making
such arrest must forthwith inform the chairperson of the concerned house. Any
house can punish and can pardon, remit or commute the sentence.[147] The
regulation of maintaining the proceedings of each houses comes into effect
after the approval by HMK.[148] He
can send back the bills except finance fill passed by the house for further deliberations and a
bill becomes an Act only after his assent to it.[149]
In this way, what we see in structure is that HM has been
given much more duties. He is an integral part of the parliament. He can
nominate 10 members of national assembly. Regarding parliament this and this
like other works which are preferred to be done by the king, are the
discretionary right of him or not? It is a matter of interpretation because to
include them in the range of art 35(2) is not seem to be reasonable. If we
include them in this article, it will be an interference of executive in
parliament. And not to include them itself is a problem because literally these
articles don't say that prescribed works are to be done on king's discretion or
on the recommendation of any officials. These things help king to play vital
role in parliament. Here we must consider that the king is also in the
executive. Structurally the executive has major control over parliament with
the weapon of dissolution and parliament is having control over the executive
with the main arms of impeachment proposal.[150]
4.5.2 The Executive
Part 7 of the constitution has provided the executive. Art
35 reads that "The executive power of the kingdom of Nepal shall, pursuant
to this constitution and other laws, be vested in his majesty and the council
of ministers.'' HM appoints him as the PM who is leader of the party which
commands a majority in the HR and constitutes the council of ministers under
his chairmanship. The council of ministers consists of PM deputy PM, if
required and such other ministers as it requires. These deputy PM and such
other ministers as well are appointed upon the recommendation of the PM,
amongst the members of parliament, by HM.[151]If
no one party has a clear majority in the HR, HMK. appoints him as a PM who is
able to command a majority with the support of two or more parties represented
in the house. Thus if no member is able to command a majority in the HR. he
appoints him as PM who is the leader of the parliamentary party that holds the
largest number of seats in this house. And they have to take a vote of
confidence from the HR within thirty days [152]The PM and other ministers are collectively
responsible to this house[153] The
PM is to be relieved In various circumstances
among them one is if he looses the majority support in the lower house, either
it may be through the impeachment process[154] or
through the provision of art 42 (4) which says if a PM of art.42(1)(2) fails to
obtain a vote of confidence from HR, HM dissolves the house. Another provision
for the removal of PM is if he ceases to be member of HR. One can not be PM if
he is not the member of HR but he can be other ministers even though such
ministers are required to be the member of parliament within six months from
the date of his appointment [155]`King
can promulgate any ordinance (which has the same force and effect as an act) as
he deems necessary according to the art.72. In this way the executive and the
legislature are closely interlocked, govt. is a part of the executive but it
also dominates the legislative body. Accordingly, there is some overlap between
part 7 and part 8[156]
There are some matter which are to be informed by the PM to HM and HM can make recommendations to, or
appreciation of or admonitions to, the
council of ministers on matters of national importance.[157]
Admonitions show the influence of king on council of ministers because we
cannot include this art.i.e.art.43 within the purview of art.35(2).
4.5.3 The Judiciary:
Power relating to justice in the Kingdom of Nepal is exercised by courts and other
judicial institutions in accordance with the provisions of this constitution,
the laws and the recognized principles of justice. [158] There are three tiers of court, viz., supreme court, appellate court and
district court. Besides these, special types of courts or tribunals, for the
purpose of hearing special types of cases, can be established by law.[159]
Supreme court is the highest court in the judicial hierarchy, it is a court of
record.[160] HM appoints
the chief justice of Nepal on the recommendation of the constitutional council
and other judges of the supreme court, on the recommendation of judicial
council. Including the chief justice and any other judges of the supreme court is
removed from his office if, for reasons of incompetence, misbehavior or failure
to discharge the duties of his office in good faith, the HR, by a two-thirds
majority of the total number of its members, passes a resolution for his
removal and the resolution is approved by HM. The remuneration, allowance,
leave, pension, gratuities and other conditions of service of the chief justice
and other judges of the supreme court is regulated by law.[161]
Supreme court has the extraordinary power of judicial review and writs' power.
But it can not interfere in the proceedings and decisions of the military court
and of parliament if they are within their jurisdiction.[162] Any
interpretation given to a law or any legal principle laid down by the supreme
court in the course of hearing of a suit is binding on HMG and all offices and
courts.[163] In the
same way there are appellate and district courts place and jurisdiction of
appellate court is determined by HM in counsel with the council of ministers.[164] There
are two restrictions on parliament regarding the court. One is it cannot
discuss on the matter of case which is under consideration in any court.
Another is it cannot discuss about the act done by a judge in course of
performance of his duty.[165]
In this way from structural point of
view, our cons. is very much close to the Montesquieu point of view at least
from judiciary point of view. Our judiciary is independent from executive and
legislature. Members of the judiciary can neither become member of parliament
nor cabinet at a time. All traditional judicial powers are vested in the courts
and other judicial institutions. But in more technical and other professional
areas, quasi-judicial functions are exercised by the executive authorities. It
is due to demand of time, technicality and backlog of the regular courts. This
is a system adopted not only by Nepal but by most of the democratic countries
of the world. We find here, a separate parliament composed of representatives
and noble person of society. The nature of our parliament is quite similar to the
view of Montesquieu in this sense as he believed that the legislative functions
of a state are to be performed by the representatives of the general public.[166] But
monarch, to Montesquieu was a best system of executive. For Montesquieu the
people's representatives are not fit to perform executive functions. But now
this concept has undergone greater transformation and almost become an
obsolete. Dominance of active monarchy is gradually vanishing all over the
world. Now, executive in parliamentary system is a product of legislature. In
this system ministers are chosen from the legislature and Nepal has adopted the
same system. From this standpoint Nepalese constitution is not that much close
to Montequieuan thesis. But from functional point of view, law making is a
basic business of our parliament which was the notion accepted by Montesquieu.
Our parliament also declares the general will of the people[167] as
Montesquieu had said.
As we have already mentioned that from executive point of
view, our constitution does not regard
Montesquieu as an ideal. For him executive powers were to be in the
hands of the monarch. But we have given executive power to the crown and
council of ministers. Powers which can exclusively be exercised by the crown
are few. HMK is bound to exercise most of the executive powers on the advice
and consent of the council of ministers and other constitutional institution.
From functional point of view the content of executive powers described by
Montesquieu is almost similar to the executive power exercised by our
executive.[168] Another
contradiction with general notion of the doctrine in our parliamentary system
is that the members of the legislature use to become the members of the
executive. Similarly, delegation of legislative power to the executive and
delegation of judicial power to the executive or quasi-judicial body seem to be
conflicting with the notion. And it is not a typical case only of Nepal. Rather
most of the democratic countries have arranged for delegation of power due to
time and technicality constraint of the legislature and judiciary. In fact state
system is considered as an organic system. Therefore, all the sub-systems can
not be separated from the main system. Harmonic relation and coordination
guided through constitutional system is unavoidable. The system really works in
separation with checks and balances.[169]
4.6 Interim Constitution of Nepal,
2063 B.S.
The
constitution is the supreme law of the country and all other laws are
subordinate to it. Any laws inconsistent with the constitution are declared
void to the level of their inconsistency. Since a constitution is the most
authentic political and legal document of the land, it limits the power of
government, protects people's rights and delegated power to different offices.
The constitution is formulated with due regards to the people's rights and
their will and the need of the nation. It reflects the characteristics and
aspirations of the state. The constitution is essential to the preservation of
people's rights and justice, to fulfill the wish of the people and to direct
the nation to a specific goal. The following are the salient features of the
Interim Constitution of Nepal 2063 BS.
Document of
Political consensus: The constitution was formulated and promulgated as a
political consensus reached between the then Seven Party Alliance (SPA) and the
Maoist.
Formulated
as per the popular wish: It was formulated as per the mandate expressed by
people through the popular movement II for democracy, peace and progress of the
nation. It is the first constitution to be promulgated by the people.
State power
and sovereignty inherent in people: As laid in the preamble, the state
power and sovereignty of Nepal is inherent in people.
The
executive power inherent in the Council of Ministers: This constitution
authorizes the Prime Minister, chosen by the legislature, as the chief
executive. The President remains just a nominal head of state.
Establishment
of secularism and republication: According to Article 4 of the
constitution, Nepal is an 'independent, indivisible, sovereign, secular,
inclusive and fully democratic state.' The fourth amendment of the constitution
declared Nepal 'a federal democratic republican state.' The implementation of
which was approved by the first meeting of the Constituent Assembly held on 15
Jestha 2065.
Unicameral
legislative parliament: Originally, the interim constitution provided for
a unicameral legislative parliament consisting of 330 members. The parliament
was represented by the parties in the seven Party Alliance, the Maoists as well
as some smaller parties. Later at the turn of 2064 BS, it was replaced by the
601-member elected Constituent Assembly that also acted as the legislative
parliament.
Recognition
of the National Human Rights Commission as a constitutional
organ: According to the provision made, part 15 of the constitution, the
National Human Rights Commission has been recognized as a constitution organ of
Nepal.
Guarantee
of more fundamental rights: This constitution of the first time in Nepalese
History enshrines the fundamental rights such as Right against Untouchability
and Discrimination on Caste, right regarding Environment and Health, Women's
right, Right to Social justice, Children Rights and Right to Employment and
security. We will Learn about their provisions in the next lesson.
Provision
for the election to Constituent Assembly: As stated in the preamble of the
constitution, this constitution was to work for until the promulgation of a new
constitution and to function towards this specific missionary process of making
a new truly democratic constitution.
The
multi-party democratic system of government: This constitution provides
for the competitive multi-party democratic system of government. In other
words, the constitution enshrines the parliamentary democratic system of
government in which a parliament member is the head of the Council of Ministers
and the council is responsible to the parliament, so directly to the people.
CHAPTER
-FIVE
SEPARATION OF POWERS & CHECKS
& BALANCES IN THE CONSTITUTION OF NEPAL(2072)
All the discussion in previous
chapters are supplement to this major chapter. To see these so-called two
doctrines, viz., separation of powers and checks and balances in the present
constitutional scenario of Nepal, it is necessary to understand the structural
set up of state machinery and the functioning of them or the practice of theirs
and the purposive achievement.
5.1 Structural Aspect
As
most of the countries of the world our present democratic constitution also has
three organs to drive state in a good track. Besides it has made provision of
fine constitutional institutions. These all are to be described in detail. This
aspect deals also with who involves how and in which wing.
5.1.1 The Legislature
Constitution has given much more importance on the main structure of the Federal Democratic Republic of Nepal
shall be of three levels, namely the Federation, the State and the Local level[170] part-8 of the const. is related
with the legislature and part 7,8 and 9 also are related. Art 83 reads that
" There shall be a Federal
Legislature consisting of two Houses to be known as the House of
Representatives and the National Assembly, which shall be called as the Federal
Parliament." HR includes 275 elected members
by One hundred and sixty five members
to be elected through the first
past the post electoral system, with one being elected from each
election constituency of one hundred and sixty five election
constituencies delimited in the country on the basis of geography
and population.[171] One hundred and ten members to be elected through the proportional electoral system where voters vote for political parties, with the
whole country being considered as a single election constituency.[172] This house is called lower house too. There is a provision of national assembly consisted or 59 members. Fifty six elected members consisting of at least three women, one Dalit and one from persons with disabilities or minorities, from each State by an electoral college composed of members of the State
Assembly, chairpersons and vice-chairpersons of the Village Bodies,
and Mayors and Deputy-Mayors of the Municipalities, with different
weight age of vote by members of the State Assembly, chairpersons
and vice-chairpersons of the Village Bodies, and Mayors and
Deputy-Mayors of the Municipalities, as provided for in the Federal
law.[173] Three members consisting of at least one woman nominated by the
President on recommendation of the Government of Nepal.[174] No one can be the member of both houses simultaneously.[175] If a question arises as to whether any member of the Federal Parliament is disqualified or has become disqualified under Article 87, the Constitutional Bench of the Supreme Court shall finally decide that question.[176] The President shall summon a
session of the Federal Parliament within thirty days of the declaration of final
results of the election to the House of Representatives. Thereafter, the President shall, from time to time, summon sessions of both or either of the Houses pursuant to this constitution. provided that the interval between the two consecutive sessions shall not exceed six months.[177] The President may prorogue the sessions of both or either of the Houses of the Federal Parliament.[178] If, during the prorogation or recess of the session of the House of Representatives, one-fourth of the total number of its members write a petition that it is desirable to convene a session or meeting, the President shall specify the date and time for such session or meeting. The House of Representatives shall meet or commence its session at the date and time so specified.[179] Except as otherwise provided in this Constitution, no question or resolution shall be presented for decision in a meeting of either House of the Federal Parliament unless one-fourth of the total number of its members are
present.[180] The President may address either a meeting of any House or a joint sitting of both Houses of the Federal Parliament, and summon the members for that purpose.[181] The President shall address the first session after election to the House of Representatives and a joint sitting of both Houses of the Federal Parliament after the commencement of the first session of each year.[182]
past the post electoral system, with one being elected from each
election constituency of one hundred and sixty five election
constituencies delimited in the country on the basis of geography
and population.[171] One hundred and ten members to be elected through the proportional electoral system where voters vote for political parties, with the
whole country being considered as a single election constituency.[172] This house is called lower house too. There is a provision of national assembly consisted or 59 members. Fifty six elected members consisting of at least three women, one Dalit and one from persons with disabilities or minorities, from each State by an electoral college composed of members of the State
Assembly, chairpersons and vice-chairpersons of the Village Bodies,
and Mayors and Deputy-Mayors of the Municipalities, with different
weight age of vote by members of the State Assembly, chairpersons
and vice-chairpersons of the Village Bodies, and Mayors and
Deputy-Mayors of the Municipalities, as provided for in the Federal
law.[173] Three members consisting of at least one woman nominated by the
President on recommendation of the Government of Nepal.[174] No one can be the member of both houses simultaneously.[175] If a question arises as to whether any member of the Federal Parliament is disqualified or has become disqualified under Article 87, the Constitutional Bench of the Supreme Court shall finally decide that question.[176] The President shall summon a
session of the Federal Parliament within thirty days of the declaration of final
results of the election to the House of Representatives. Thereafter, the President shall, from time to time, summon sessions of both or either of the Houses pursuant to this constitution. provided that the interval between the two consecutive sessions shall not exceed six months.[177] The President may prorogue the sessions of both or either of the Houses of the Federal Parliament.[178] If, during the prorogation or recess of the session of the House of Representatives, one-fourth of the total number of its members write a petition that it is desirable to convene a session or meeting, the President shall specify the date and time for such session or meeting. The House of Representatives shall meet or commence its session at the date and time so specified.[179] Except as otherwise provided in this Constitution, no question or resolution shall be presented for decision in a meeting of either House of the Federal Parliament unless one-fourth of the total number of its members are
present.[180] The President may address either a meeting of any House or a joint sitting of both Houses of the Federal Parliament, and summon the members for that purpose.[181] The President shall address the first session after election to the House of Representatives and a joint sitting of both Houses of the Federal Parliament after the commencement of the first session of each year.[182]
5.1.2 The Executive
Part
7 of the constitution has provided the executive. Art 74 reads that " The form of government of Nepal shall be multi-party, competitive,
federal, democratic, republican, parliamentary form of government based on
pluralism.'' The
President appoints him as the PM who is leader of
the party which commands a majority in the HR and constitutes the council of
ministers under his chairmanship. The council of ministers consists of PM
deputy PM, if required and such other ministers as it requires. These deputy PM
and such other ministers as well are appointed upon the recommendation of the
PM, amongst the members of parliament, by The President.[183] Art
76 (1) The President shall appoint the leader of a parliamentary party that
commands majority in the House of Representatives as the Prime Minister, and
the Council of Ministers shall be constituted under his or her chairpersonship.
(2) In cases where no party has a clear majority in the House of
Representatives under clause (1), the President shall appoint as the Prime Minister a member of the House of Representatives who can command majority with the support of two or more parties representing to the House of Representatives.(3) In cases where Prime Minister cannot be appointed under clause (2)no later than thirty days after the date of declaration of the final results of election to the House of Representatives or the Prime Minister so appointed fails to secure a vote of confidence under clause (4), the President shall appoint as the Prime Minister the parliamentary party leader of the party which has the highest number of members in the House of Representatives.
(4) The Prime Minister appointed under clause (2) or (3) shall obtain a
vote of confidence from the House of Representatives no later than thirty days
after the date of such appointment. (5) In cases where the Prime Minister appointed under clause (3) fails to obtain a vote of confidence under clause (4) and any member under clause (2) presents a ground on which he or she can obtain a vote of confidence in the House of Representatives, the President shall appoint such member as the Prime Minister. (6) The Prime Minister appointed under clause (5) must obtain a vote of confidence under clause (4). (7) In cases where the Prime Minister appointed under clause (5) fails to obtain a vote of confidence or the Prime Minister cannot be appointed, the President shall, on recommendation of the Prime Minister, dissolve the House of Representatives and appoint a date of election so that the election to another House of Representatives is completed within six months. (8) Procedures on the appointment of the Prime Minister under this Article must be completed no later than thirty five days after the date of declaration of the final results of election to the House of Representatives held under this Constitution or the date on which the office of the Prime Minister has fallen vacant. (9) The President shall, on recommendation of the Prime Minister, constitute the Council of Ministers comprising a maximum of twenty five Ministers including the Prime Minister, in accordance with the inclusive principle, from amongst the members of the Federal Parliament. Explanation: For the purposes of this Article, "Minister" means a Deputy Prime Minister, Minister, Minister of State and Assistant Minister. (10) The Prime Minister and Ministers shall be collectively responsible to the Federal Parliament, and the Ministers shall be individually responsible for the work of their respective Ministries to the Prime Minister and the Federal Parliament.
(2) In cases where no party has a clear majority in the House of
Representatives under clause (1), the President shall appoint as the Prime Minister a member of the House of Representatives who can command majority with the support of two or more parties representing to the House of Representatives.(3) In cases where Prime Minister cannot be appointed under clause (2)no later than thirty days after the date of declaration of the final results of election to the House of Representatives or the Prime Minister so appointed fails to secure a vote of confidence under clause (4), the President shall appoint as the Prime Minister the parliamentary party leader of the party which has the highest number of members in the House of Representatives.
(4) The Prime Minister appointed under clause (2) or (3) shall obtain a
vote of confidence from the House of Representatives no later than thirty days
after the date of such appointment. (5) In cases where the Prime Minister appointed under clause (3) fails to obtain a vote of confidence under clause (4) and any member under clause (2) presents a ground on which he or she can obtain a vote of confidence in the House of Representatives, the President shall appoint such member as the Prime Minister. (6) The Prime Minister appointed under clause (5) must obtain a vote of confidence under clause (4). (7) In cases where the Prime Minister appointed under clause (5) fails to obtain a vote of confidence or the Prime Minister cannot be appointed, the President shall, on recommendation of the Prime Minister, dissolve the House of Representatives and appoint a date of election so that the election to another House of Representatives is completed within six months. (8) Procedures on the appointment of the Prime Minister under this Article must be completed no later than thirty five days after the date of declaration of the final results of election to the House of Representatives held under this Constitution or the date on which the office of the Prime Minister has fallen vacant. (9) The President shall, on recommendation of the Prime Minister, constitute the Council of Ministers comprising a maximum of twenty five Ministers including the Prime Minister, in accordance with the inclusive principle, from amongst the members of the Federal Parliament. Explanation: For the purposes of this Article, "Minister" means a Deputy Prime Minister, Minister, Minister of State and Assistant Minister. (10) The Prime Minister and Ministers shall be collectively responsible to the Federal Parliament, and the Ministers shall be individually responsible for the work of their respective Ministries to the Prime Minister and the Federal Parliament.
5.1.3 The Judiciary
Powers relating to
justice in Nepal shall be exercised by courts and other judicial bodies in
accordance with this Constitution, other laws and the recognized principles of
justice.[184] There are three tiers of
court, viz., supreme court, high court
and district court. Besides these, special types of courts or tribunals, for
the purpose of hearing special types of cases, can be established by law.[185]
Supreme court is the highest court in the judicial hierarchy, it is a court of
record.[186] The
president appoints the chief justice of Nepal on the recommendation of the
constitutional council and other judges of the supreme court, on the
recommendation of judicial council. Including the chief justice and any other judges of the supreme court is
removed from his office if, for reasons of incompetence, misbehavior or failure
to discharge the duties of his office in good faith, the HR, by a two-thirds
majority of the total number of its members, passes a resolution for his
removal and the resolution is approved by The president. The remuneration,
allowance, leave, pension, gratuities and other conditions of service of the
chief justice and other judges of the supreme court is regulated by law.[187]
Supreme court has the extraordinary power of judicial review and writs' power.
But it can not interfere in the proceedings and decisions of the military court
and of parliament if they are within their jurisdiction.[188] Any
interpretation given to a law or any legal principle laid down by the supreme
court in the course of hearing of a suit is binding on government of Nepal and
all offices and courts.[189] In
the same way there are High Courts and district courts place and jurisdiction
of high court is determined by government of Nepal in counsel with the council
of ministers.[190] There are
two restrictions on parliament regarding the court. One is it cannot discuss on
the matter of case which is under consideration in any court. Another is it
cannot discuss about the act done by a judge in course of performance of his
duty.[191] There is
provisions relating to parliamentary hearings Parliamentary hearings shall be
conducted as to appointments to the offices of the Chief Justice and Judge of
the Supreme Court, members of the Judicial Council, chiefs and members of
Constitutional Bodies, who are appointed on the recommendation of the Constitutional
Council under this Constitution, and to the offices of ambassadors, as provided
for in the Federal law. There shall be formed a fifteen-member joint committee
consisting of members of both Houses of the Federal parliament, in accordance
with Federal law. No member of the joint committee under clause shall practice
law in the Supreme Court during that term of the Federal Parliament[192].
There is provision
relating to vote of confidence and motion of no-confidence, The Prime Minister,
while he holds office, may, whenever he is of the opinion that it is necessary
or appropriate to obtain a vote of confidence from the members of the House of
Representatives, table a resolution to that effect in the House of
Representatives. The Prime Minister, if
his or her party is fragmented or the coalition partner withdraws its support,
to obtain a vote of confidence from the members of the House of
Representatives, table a resolution to that effect in the House of
Representatives within thirty days. A
decision on a resolution tabled pursuant to clauses shall be made by a majority
of the total number of members of the House of Representatives. One-fourth of the total number of members of
the House of Representatives may table in writing a no-confidence motion
against the Prime Minister: Provided that a no-confidence motion shall not be
presented up to the first two years of appointment to Prime Minister and if a
no-confidence motion fails, another motion cannot be tabled within a year of
its failure. The name of the member
proposed for Prime Minister should be mentioned when tabling the no-confidence
motion according to the Prime Minister shall be deemed to be relieved of his or
her office if the no-confidence motion tabled according to sub-article is
passed by a majority of the total number of members of the House of
Representatives. If the office of Prime Minister is vacant according to
sub-article , the President appoints the proposed person as Prime Minister in
the motion of no-confidence.[193]
At least one-fourth
majority of the total number of the then members of House of Representatives
can table motion of impeachment against the President or Vice-President on the
charge of serious violation of the Constitution by him or her. If at least
two-thirds majority of the total number of the then members of joint session of
both Houses of Federal Parliament passes the motion, the President shall ipso
facto be relieved of his or her office.
A motion of impeachment against the
Chief Justice or any other Judge of Supreme Court, Judge of Constitutional
Court, member of Judicial Council and Head or official of Constitutional Bodies
may be moved by at least one-fourth majority of the total number of the then
members of House of Representatives on the grounds of his or her incompetence,
misbehavior or failure to discharge the duties of his or her office in good
faith or his or her inability to discharge his or her duties because of
physical or mental reason; and if the motion is passed by a two-thirds majority
of the total number of the then members of joint session of both Houses of
Federal Parliament, he or she shall ipso facto be relieved of his or her
office. A motion of impeachment
recommendation committee shall be formed in House of Representatives to
recommend on charges of impeachment according to sub-article. Eleven members
shall comprise of the committee formed according to sub-article. The committee
formed according to sub-article shall recommend the motion of impeachment to
the House of Representatives when the charges of serious violation of
constitution, other the grounds of his or her incompetence, misbehavior or
failure to discharge the duties of his or her office in good faith or his or
her inability to discharge his or her duties because of physical or mental reason
are proven with evidence by at least three members. Any official who has been
removed from office by way of impeachment according to sub-articles shall not
be entitled to gratuity or pension, and shall be ineligible to be appointed or
nominated to any other public position.
Other provisions related to impeachment motion shall be as provided by
the laws[194].
In this way from structural point of
view, our cons. is very much close to the Montesquieu point of view at least
from judiciary point of view. Our judiciary is independent from executive and
legislature. Members of the judiciary can neither become member of parliament
nor cabinet at a time. All traditional judicial powers are vested in the courts
and other judicial institutions. But in more technical and other professional
areas, quasi-judicial functions are exercised by the executive authorities. It
is due to demand of time, technicality and backlog of the regular courts. This
is a system adopted not only by Nepal but by most of the democratic countries
of the world. We find here, a separate parliament composed of representatives
and noble person of society. The nature of our parliament is quite similar to
the view of Montesquieu in this sense as he believed that the legislative
functions of a state are to be performed by the representatives of the general
public.[195] But
monarch, to Montesquieu was a best system of executive. For Montesquieu the
people's representatives are not fit to perform executive functions. But now
this concept has undergone greater transformation and almost become an
obsolete. Dominance of active monarchy is gradually vanishing all over the
world. Now, executive in parliamentary system is a product of legislature. In
this system ministers are chosen from the legislature and Nepal has adopted the
same system. From this standpoint Nepalese constitution is not that much close
to Montequieuan thesis. But from functional point of view, law making is a
basic business of our parliament which was the notion accepted by Montesquieu.
Our parliament also declares the general will of the people[196] as
Montesquieu had said.
As we have already mentioned that from executive point of
view , our constitution does not regard
Montesquieu as an ideal. For him executive powers were to be in the
hands of the monarch. But we have given executive power to the crown and
council of ministers. Powers which can exclusively be exercised by the crown
are few. HMK is bound to exercise most of the executive powers on the advice
and consent of the council of ministers and other constitutional institution.
From functional point of view the content of executive powers described by
Montesquieu is almost similar to the executive power exercised by our
executive.[197] Another
contradiction with general notion of the doctrine in our parliamentary system
is that the members of the legislature use to become the members of the
executive. Similarly, delegation of legislative power to the executive and
delegation of judicial power to the executive or quasi-judicial body seem to be
conflicting with the notion. And it is not a typical case only of Nepal. Rather
most of the democratic countries have arranged for delegation of power due to
time and technicality constraint of the legislature and judiciary. In fact, state
system is considered as an organic system. Therefore, all the sub-systems can
not be separated from the main system. Harmonic relation and coordination
guided through constitutional system is unavoidable. The system really works in
separation with checks and balances.[198]
The
Supreme Court ruled that Om Prakash Aryal v Office of the President &
others Writ No. 073-NF-002, 073-NF-003 cases
Lokman Singh Karki was found ineligible to head the Commission for
Investigation of Abuse of Authority (CIAA) and annulled his appointment to the
post of chief commissioner. Annulling a previous ruling by a division bench on
the issue, the full bench of Justices Ishwar Prasad Khatiwada, Dr Aananda Mohan
Bhattarai and Anil Kumar Sinha stated that Karki does not have the required
experience and the moral standing to hold the position. Article 119 (5) of the
Interim Constitution has a provision of appointing as chief commissioner of the
CIAA only a person with at least 20 years of experience in the field of either
accounting, revenue, engineering, law, development or research and is also a
distinguished person, but the Constitutional Council had ignored the article in
question. "It is apparent that the Constitutional Council did not bother
whether Karki had the required experience and moral standing in line with
Clause 5 (C) of Article 119 of the Interim Constitution, his tenure in the
Royal Palace Service could not be counted as experience in the field of
accounting, revenue, engineering, law, development or research," states
the brief court ruling. Likewise, the full bench said that Karki lacks high
moral standing and he could not be considered a distinguished person. "On
the basis of the Rayamajhi Commission's report and the government's move to
seek clarifications from Karki to sack him from his position in the civil
service, he could not be considered a person with high moral standing or a
distinguished person," reads the court ruling. This is the first time that
a head of a constitutional body has been removed by the Supreme Court.
The Supreme Court refused to issue
an interim order on advocate Tika Dhwoj Khadka V Office of the Council
Priminister & others Writ No. 073-WO-483 cases filed against the
registration of the constitution amendment bill. Refusal by the division bench
of Chief Justice Sushi Karki and Justice Ishwar Prasad Khatiwada means that
there is no legal hurdle if government proceeds with the bill.The SC said the
Parliament still had opportunity to reach a logical conclusion after testing
whether or not the constitution amendment bill was in conformity with the
constitution and whether or not the bill's justification was proven. The
parliament has the power to take appropriate decision on the constitution
amendment bill after testing its justification. If a law is made in violation of
the constitution, such a law cannot get validity. This court will be in
situation to declare such a law ultra vires through judicial review but this
does not mean that an order should be passed to prevent the Parliament from
using its wisdom, the SC observed. "Therefore, on the basis of above
mentioned contexts, grounds and reason, it is not appropriate to issue an
interim order as demanded by the petitioners," states the SC order. The
bench observed that as per Article 274, any bill relating to a revision in the
boundaries of the province should be sent to the concerned provincial assembly
within 30 days of its registration and if that bill was rejected by the
concerned assembly, such a bill would be inactive. It further observed that
according to Article 296(1) the CA had been transformed into Legislature
Parliament and as per Article 296(3) transformed Parliament would have to
function as federal Parliament till Parliamentary elections were held. The SC
also stated that as per Article 296(4) The Parliament would have the authority
to enact laws relating to Schedule 6 but such acts would be inactive on year
after the concerned provincial assembly was formed. The bench observed that
since the Legislature Parliament was a transformed structure of former constitution
assembly, it could be hoped that the Parliament was sensitive and mindful
towards the spirit of the constitution, its values, norms and objectives.
5.2 Functional Aspect:
In
articulation of Montesquian intention about to the demarcation of his three
groups of functions is already mentioned in second chapter. He made no nice
analysis of governmental power.[199]
Eventhough we can mention some major functional division on the basis of
traditional experience and we can evaluate whether the constitutional division
and coordination have achieved the practical success as its anticipation or
not.
Montesquieu
meant, from legislative function is to discuss the public affairs because the
legislative power is activity of declaring the "general will of the state."
Another important function is to make laws.[200]
Although Nepalese parliament is in the category of strong parliaments of the
world for the purpose of law making,[201] it
has put some restrictions on parliament. From the separation of powers point of
view it may not be improper to mention them, parliament can not make such laws.
By
executive power Montesquee meant only the power of executing matter falling
within the law of nations i.e., making war and peace, sending and receiving
ambassadors, establishing orders and preventing invasion.[202]
"Executive Power" he includes both domestic and foreign affair.
Executive is that of executing the public resolutions. It (executive power)
directs the army and navy.[203]
The judicial power of deciding civil
and criminal cases was considered by Montesquieu to be the most frightening
governmental action. He seems to have believed that normally executive power
couldn't harm a person's life, liberty or property until after a judicial
decision.[204] It means
the final interpreter of law is not executive but the court.
What
are the functions and privileges every organ has? How much right one can use
while functioning? The guideline of those things can be found in the
constitution but indeed it can not be fully known until it is interpreted. The
realistic school of jurisprudence also says the same. Our court too has
enlightened the major functional aspect of each organ through the decisions in
various cases. It is right to authorize the judiciary in interpreting laws.
Because our constitution has intended to establish rule of law.[205]And
actually the essence of rule of law is the competency of court and prohibition
of the misuse of governmental discretionary power. For the smooth transaction
of rule of law court balances two necessities: necessity of fair and competent
administration and necessity of protection of citizen from arbitrary govt.[206]
Moreover, it also prohibits the misuse
of parliamentary discretionary power.
A
landmark decision of supreme court is here on the functional debate of
legislature and the judiciary. It has been said that supreme court never brings
the legislature (Rastria Panchayat) in unnecessary disputes and there is no
needfulness to do so. They have there own area of working, fixed by the
constitution, both have to follow their duty with self-restrains.[207] A
constitutional organ, like Rastriya Panchayat itself has to understand its
limitations and perch within it. If it tries to over cross the boundaries, the
final interpreter of the constitution must show the right track. The final
interpreter of law, no matter whether it is a general law or constitutional
law, is supreme court. The function of the legislature is to legislate not to
interpret. If we accept the authority to render is the right of Rastria
Panchayat, it will render the constitution aggrandizing its privilege.[208]
Accentuating court's own jurisdiction it has been said that actually it is not
necessary to mention literally in law that the authority to explain law is of
the court because it is a tacit and inherent right of the court.[209]
In
a previous chapter we have mentioned that the dissolution recommendation power
of executive has made it superior than the legislature structurally[210] but
functionally, as interpreted by the court, the legislature has been made more powerful. It has been said
that PM can recommend for dissolution to receive new mandate[211] or
in conclusion[212] but this
right is not uncontrolled. There are implicit conditions to control or to hold
this right within a parameter.[213] This
verdict has expressed condition too saying that PM's right for the
recommendation of dissolution may be more important and more specific but it
will be against the spirit of constitution to use it escaping from the
responsibility to the HR and making the proposal of vote of no confidence vain.[214]Because
the purpose of giving such right to PM is not intended to make the right of HR
ineffective or to irrespect the spirit of accountable government system.[215]
In
its judgements supreme court itself has determined its jurisdiction. If PM
recommends for dissolution showing the political reason, the court can not
enter there. Because according to the doctrine of separation of powers the
court can not penetrate in the sphere of political reason's reasonableness or
abundance[216]
Constitution has conferred to the executive the right of making the final
decision of the dissolution of the HR. Considering the political and economic
matters as well as sine qua non and propriety of the dissolution the executive
may use this right. Therefore in such matters the interference of court, using
its reasoning and decision will be inconsistency with the constitution.[217]
The
concept of political question is not the concept defined by the const. or by law to limit court's
jurisdiction but it is the theoretical concept developed by the court itself.
The only purpose of it is to stop the
unnecessary conflict and collision among constitutional organs and to give them
independence to consume the right concerning their jurisdiction. It doesn't
mean that the court is indifferent towards the considering disputes in court
related to the decisions made by the executive or legislature. Supreme court is
the final interpreter of the
constitution and other laws. Determination of authorities conferred to
various constitutional organs by the const., test of the constitutionality of
any work done by such organs, institutions or officials and protection of the
constitution through stopping every organ from the usurpation in the function and rights of
another are the duties of supreme court. Such kind of usurpation must be
happened going beyond the legal determination.[218]
Supreme court has defined the power and immunities of government
of Nepal which is provided in art 128. Even a single act done by Govt. on
recommendation can not consume the privilege of art 128, rather, such kind of
work must bring under the jurisdiction of judicial review. Otherwise if any
illegal recommendation made by any organ, institution or official, is accepted
by Govt., it remains for ever and we never can challenge it. And there will be
no use of the constitutional provisions which enforce written const.,
determinate the jurisdiction and limitation of various constitutional organs by
adopting the theory of separation of powers and which examine whether those
provisions have been obeyed and which confer accordingly the right to the
judiciary to get those provisions obeyed.[219]
Constitutional
organs are not succeeded in functional aspect. Abuse of authority
investigations commission is strengthening by the supreme court decision[220] but
it is not succeeded in controlling the corruption. Auditor general have able to
do nothing except to report. And a latest decision of supreme court has made it
and to the public account committee lame. In the case of Surya Tobaccos Company,
it was obviously seen by public account committee, while discuss sing Auditor
General's annual report, that this company's production quantity was not as
much as the quantity of raw material (tobaccos) but according to law it had to
be. So, public account committee had directed to collect dues of the production
tax. But this direction was decided to be straight violation of law by supreme
court through the order of certiorari. And this decision compelled these
constitutional organs, viz.; public account committee, an integral part of the
parliament, and Auditor General, to remain under the production tax department
and under the ministry of finance. It has been said that this decision has
limited the jurisdiction of the committee and made finance Act 2049, 2050, and
2051 unenforceable without making them void.[221]
Public service commission is functioning better than the others. It is
conducting examinations for the selection of suitable candidates to be
appointed to civil service posts. Election commission has been seen totally
unsucceeded in its purpose because when the election comes and goes, this organ
can neither have the appreciation nor the ingratitude. Government is thought to
complete elections and actually election commission has only become a media but
all the manpower is borrowed from the executive or from the judiciary. This
commission has existed only in name but the election is being held by the
government itself. Attorney General too is not working to uplift personal
security. This institution is returning back from criminal or from any cases in
which the govt. is the plaintiff in the name of political cases and not only
supporting crimes but also advocating for them from the side of the party which
is working as an executive. It is an institution having very much prejudice.
5.3 Purposive aspect:
Hitherto we have discussed about the structural and
functional implementation of these so called two doctrines. under this title we
try to canvass whether our constitution is succeeded to achieve the goal of the
doctrine or not. We must inspect this aspect because actually Montesquieu was
not in search of separation of powers but he was in search of people's liberty
and their happiness. It is another matter that he thought this doctrine to be the
expedient. That might be other doctrine like parliamentary democracy, multi
party democracy or constitutional monarchy but he thought the doctrine of
separation of powers was the device to get his purpose. What we are trying to
prove, here, is that the purpose of the doctrine is more important than the doctrine itself.
One objective of separation of powers according to
Montesquieu was to enhance rule of law. From this standpoint, Nepalese
constitution has no contradictions with Montesquieu. The concept of 'Rule of
law 'and "competent and independent judiciary " are some basic
spirits (features) of our constitution. These values are even outside the
purview of the legislature in the sense that the legislature also can not
curtail such values adopted in the constitution.[222]
Constitution of the kingdom of Nepal has given high priority to the concept of
rule of law. Montesquieu had said "liberty is the right to do all that the
law permits" This concept is clearly related to both liberty and rule of
law. In this context we can say that no person is above the law and people are
able to do everything what the law permits. Furthermore, in Nepal, natural
persons are entitled to do everything what the law does not forbid or prohibit.
In a system of liberty with rule of law, the govt. must be in such a position
that one citizen need not fear of another. This was one of the other objectives
of separation of powers to the father of separation of powers. From this point
of view Nepalese constitution is liberal. Different rights and liberties are
guaranteed by the constitution to the citizens, persons and communities. People
can enjoy respectful life exercising those rights. Whether any of the rights of
the citizens are infringed by another person or even by the powerful executive
they are entitled to give write petition before the supreme court. Right to
access to the court itself is a fundamental right. Constitution has provided
for competent and independent judiciary to deliver justice so that people could
live fearlessly. Liberty, equality and independent and competent system of justice,
rule of law and basic human rights are basic values of the const.[223]
Our
const. has accepted the theory of limited govt.[224]
parliament and the court have played an important role on the process of making
the govt. responsible. Mostly works, against people, may be happened by the
executive. That's why parliament and judiciary hold control over it through
their own process. Sovereignty is vested in the people and the source of all
powers are the people. Neither they can be elected nor can they form the govt.
who work against the interest of the people. In essence people are governing
and being governed themselves through the means of election.
CHAPTER-SIX
FINDINGS, CONCLUSION AND SUGGESTIONS
6.1 Finding
of the Study
The principle
of separation of powers cannot be applied in strict sense in any modern
Government, either in U.K., U.S.A., France, India or Australia. But it does not
mean that the principle has no relevance now a days. Government is an organic
unity. It cannot be divided into water tight compartments. History proves this
fact. If there is a complete separation of powers, the government cannot run
smoothly and effectively. Smooth running of government is possible only in co-operation
and mutual adjustment of all the three organs of the government. Prof. Garner
has rightly said, “the doctrine is impracticable as a working principle of
Government.” It is not possible to categorize the functions of all three
branches of Government on mathematical basis. The observation of Frankfurter is
notable in this connection. According to him “Enforcement of a rigid conception
of separation of powers would make Government impossible.”
It is reality that the doctrine of Montesquieu is
not merely a myth it also carries a truth, but in the sense that each organ of
the Government should exercise its power on the principle of "Checks and
Balances” signifying the fact that none of the organs of Government should
usurp the essential functions of the other organs. Professor Laski has aptly
remarked: “It is necessary to have a separation of functions which need not
imply a separation of personnel.”
The separation of powers of the three
organs of government is a core characteristic and prerequisite of a democratic
government. It should be there if political liberty is to be achieved because
if the Legislative and Executive power are united in the same person or body of
Magistrates, there could be no liberty in the same way that if the judiciary
power was not separated from the Legislative and the Executive, the life and
liberty of the subject could be exposed to arbitrary control for the Judge
would then be the Legislature and where it joined to the Executive however, the
Judge may behave with violence and oppression. However, though the separation
of powers is a core characteristic and pre-requisite of democratic government,
the mere separation of the powers of government cannot on its own secure
democratic governance. It is cardinal that the three arms of government
interact in such a way those they through the ideas of checks and balances;
prevent each other from abuse of power. From what has been discussed the
doctrine of the separation of powers does not seem to be attaining its general
application in Nepal. It has been shown that the Executive has steadily risen
in authority relative to the other two branches and the others, in such an
environment, to effectively and meaningfully check, the Executive have to be
manned by people with strength of character, and activist attitude and creative
with a strange bias to upholding democratic values, and respect and protection
of human rights. However, it is usually the case that such personnel are not
found. As a result it is not strange to have representatives and Justice
actively safeguarding undemocratic regimes and even clothing them with
legitimacy. Therefore, the mere presence of a system of separation of powers in
a constitution of a country is not a guarantee that democratic governance would
prevail. Though the inference that the doctrine of separation powers has not
achieved its general application in Nepal is correct, that is not to say that
it has completely not been applied because in some instances, generally
speaking, it has been realized.
The Supreme Court ruled that Om
Prakash Aryal v Office of the President & others Writ No. 073-NF-002,
073-NF-003 cases Lokman Singh Karki was
found ineligible to head the Commission for Investigation of Abuse of Authority
(CIAA) and annulled his appointment to the post of chief commissioner.
Annulling a previous ruling by a division bench on the issue, the full bench of
Justices Ishwar Prasad Khatiwada, Dr Aananda Mohan Bhattarai and Anil Kumar
Sinha stated that Karki does not have the required experience and the moral standing
to hold the position. Article 119 (5) of the Interim Constitution has a
provision of appointing as chief commissioner of the CIAA only a person with at
least 20 years of experience in the field of either accounting, revenue,
engineering, law, development or research and is also a distinguished person,
but the Constitutional Council had ignored the article in question. "It is
apparent that the Constitutional Council did not bother whether Karki had the
required experience and moral standing in line with Clause 5 (C) of Article 119
of the Interim Constitution, his tenure in the Royal Palace Service could not
be counted as experience in the field of accounting, revenue, engineering, law,
development or research," states the brief court ruling. Likewise, the
full bench said that Karki lacks high moral standing and he could not be
considered a distinguished person. "On the basis of the Rayamajhi
Commission's report and the government's move to seek clarifications from Karki
to sack him from his position in the civil service, he could not be considered
a person with high moral standing or a distinguished person," reads the
court ruling. This is the first time that a head of a constitutional body has
been removed by the Supreme Court.
The
Supreme Court refused to issue an interim order on advocate Tika Dhwoj Khadka V
Office of the Council Priminister & others Writ No. 073-WO-483 cases filed
against the registration of the constitution amendment bill. Refusal by the
division bench of Chief Justice Sushi Karki and Justice Ishwar Prasad Khatiwada
means that there is no legal hurdle if government proceeds with the bill.The SC
said the Parliament still had opportunity to reach a logical conclusion after
testing whether or not the constitution amendment bill was in conformity with
the constitution and whether or not the bill's justification was proven. The
parliament has the power to take appropriate decision on the constitution
amendment bill after testing its justification. If a law is made in violation
of the constitution, such a law cannot get validity. This court will be in
situation to declare such a law ultra vires through judicial review but this
does not mean that an order should be passed to prevent the Parliament from
using its wisdom, the SC observed. "Therefore, on the basis of above
mentioned contexts, grounds and reason, it is not appropriate to issue an
interim order as demanded by the petitioners," states the SC order. The
bench observed that as per Article 274, any bill relating to a revision in the
boundaries of the province should be sent to the concerned provincial assembly
within 30 days of its registration and if that bill was rejected by the
concerned assembly, such a bill would be inactive. It further observed that
according to Article 296(1) the CA had been transformed into Legislature
Parliament and as per Article 296(3) transformed Parliament would have to
function as federal Parliament till Parliamentary elections were held. The SC
also stated that as per Article 296(4) The Parliament would have the authority
to enact laws relating to Schedule 6 but such acts would be inactive on year
after the concerned provincial assembly was formed. The bench observed that
since the Legislature Parliament was a transformed structure of former
constitution assembly, it could be hoped that the Parliament was sensitive and
mindful towards the spirit of the constitution, its values, norms and
objectives.
6.2 Conclusion of the Study
Our
present constitution, i.e. The constitution of Nepal is more democratic than the previous
were. And this constitution's one, among many, important characteristic is that
it has adopted the doctrine of separation of powers.
Structurally
our constitution has emphasized on the independence of judiciary because
including other Provisions it has provided separate council for the
recommendation of the appointment of judges. Provision relating to
parliamentary hearings also check the independent of judiciary. Other heads and
members of the constitutional institutions too are appointed through the same
process but except public service commission other such institutions are not
seem to be reliable, but why? This question arises naturally. The main reason to
be so is that these institutions themselves are not willing to be free from the
executive. Means, structurally they're tried to keep as independent as the
court is but functionally they don't want to be independent and the govt. too
hasn't created such environment. Except the judiciary, other institutions
neither have their own bureaucrats nor the executive furnished adequate
economic source to them. Thus they have to be dependent on executive for
manpower and finance, the major basic powers to make one (organ) independent.
In the same way the legislature also is not being helpful towards them while
framing laws (laws for them are not strong). The attorney general itself is the
post to be appointed on the basis of political creed.
Economic
incompetence of judiciary is taken as a barrier for the independence of the
judiciary. But functionally this organ is not dependent upon any other organ.
It is so independent that nowadays, it has to face the acquisition of being
discretionary which word is for the
superlative degree of independence. In the cases Annapurna Rana and Surya Tobacco
Company, the decisions were criticized on such basis. In the decision of the
second case, there a propose had arisen that the parliament has to create
another institution to review the wrong decisions of the supreme court and it
has to start working seriously to keep the judges' conduct in record. Again in
constitutional council there becomes the preponderance of that party which has
the majority seats in the parliament.
That's why there can be shown doubt even in the judiciary but as far as the
impartiality of the judiciary is concerned except few cases there is more
examples which have come in dispute. It meant, this organ has succeeded in keeping its impartiality.
Theoretically
the judiciary had to play vital role to achieve the purpose of the doctrine which
we're describing here, and our judiciary too is doing so. Putting forward only
some exceptions we can't deny the role played by the judiciary for the security
of people's life and property declaring unconstitutional laws and unlawful
works void. But it's not that reform is not needed.
Except
the judiciary other organs, viz., legislature and executive are as they are like a compound. There are same
persons at the same time in the legislature and in the executive. So it is
obvious that there is not personal separation of powers. Govt. composes as an
executive but it has been made obligatory that the member of council of
ministers must be the member of parliament. If we examine these organs in their
functional perspective we find that our executive and the legislature together
are not authorized to make laws and to execute them. what is intended to say is
that the same body can not act both functions of law making and of executing.
Only the legislature carves the laws and only the executive executes them. The
national powers are divided in three bodies legislature to make law judiciary
to interpret it and executive to execute. In this way we've applied this
doctrine of separation of powers in functional basis.
The
judicial works doing by the executive through the quasi-judicial bodies, law
making work doing by it through rules, judicial and executive works doing by
the legislature through the process of taking action in contempt of parliament,
law making work doing by the judiciary through precedent seem to be arrogation
in the area of others. But such overlapping are, actually, the incidental
powers of the authorized organ and to use such powers by other organ is not
thought to be violation of the doctrine of separation of powers.
6.3 Suggestions of the Study
Authority
of the executive to dissolve the HR, authority of legislature to dissolve the
executive and to impeach judges, authority of the judiciary to declare the
works of the legislature and of the executive void seem to be the causes to
paralyze those rights of every organ which are given for their independence in
working. But the actuality is not like that. These are the special but
necessary provisions to limit the monopoly of each organ in some extent and to
prevent discretion (of it). And we can not say them to be adverse with the
doctrine. As per the philosophy of checks and balances, which is incorporated
in our constitution, executive and the legislature have used the check system
against each other in practice through dissolution of HR and vote of no
confidence motion but the legislature hasn't used such system versus the
judiciary. That's why we must presume that the judiciary hasn't need check for
the power balance till now, it hasn't gone beyond its jurisdiction.
In
this way our present constitution's separation of powers resembles with the
above concept. Nepalese people are consuming full liberty through it. But we
must have patience for coming days, especially regarding constitutional
institutions. Political immorality and culturelessness are going to make such
organs dependent instead of self -reliance. As the third parliamentary election
is going to be held to discuss about the election commission is relevance. We
don't ask this commission for election. It is the commission established only to
conduct elections but unfortunately we don't ask it, we don't discuss with it
for the election. Every govt. claims that it is going to make the election fair
and the opposition always says that it will not be fair because the govt. is
not good. We never discuss about the commission. It has remained in the shadow
of the executive. These who are in govt. themselves are giving unnecessary and
far effective statements. Irresponsible statements of political leaders develop
such thing which will definitely be adverse to the doctrine of separation of
powers because there always use to be such provisions in the written
constitution of the democratic parliamentary system, especially with regards to
the governing system which provisions tend to be in accordance with the
practice in which they are put. In such provisions the court too cannot
interfere. Political constitutionalism should provide them with a definite
direction. Political constitutionalism is as much important as legal
constitutionalism. If we fail to make the first one balanced and ideal, and
keep on mispractising it, it may cause the degeneration of not only the
doctrine of separation of powers but also all other theories adopted by the
present constitution.
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